FU Major Holders | FAB Universal Corp. Common Stoc Stock

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0.41% Nasdaq

1.23%

FAB Universal Corporation (FU)

-NYSE MKT

5.99 Oct 1, 4:01PM EDT

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Major Holders

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Breakdown

% of Shares Held by All Insider and 5% Owners:	N/A
% of Shares Held by Institutional & Mutual Fund Owners:	N/A
% of Float Held by Institutional & Mutual Fund Owners:	N/A
Number of Institutions Holding Shares:

Major Direct Holders (Forms 3 & 4)

Holder	Shares	Reported
SPENCER CHRISTOPHER J	229,642	Sep 25, 2013
BUSSHAUS JOHN LAWRENCE	115,056	Sep 3, 2013
SMITH JOHN GREG	83,000	May 8, 2013
ROGERS JAMES B JR	59,060	Sep 11, 2013
POLINSKY DOUGLAS MICHAEL	4,074	Sep 18, 2013

Top Institutional Holders

Holder	Shares	% Out	Value*	Reported
Royal Bank of Canada	89,072	0.43	326,894	Jun 30, 2013
Dimensional Fund Advisors LP	86,469	0.42	317,341	Jun 30, 2013
Vanguard Group, Inc. (The)	82,502	0.40	302,782	Jun 30, 2013
BlackRock Institutional Trust Company, N.A.	73,996	0.36	271,565	Jun 30, 2013
Morgan Stanley	67,645	0.33	248,257	Jun 30, 2013
Raymond James Financial Services	64,560	0.31	236,935	Jun 30, 2013
BlackRock Fund Advisors	52,073	0.25	191,107	Jun 30, 2013
Geode Capital Management, LLC	18,737	0.09	68,764	Jun 30, 2013
Dividend Assets Capital, LLC	14,825	0.07	54,407	Jun 30, 2013
Northern Trust Corporation	14,674	0.07	53,853	Jun 30, 2013

Top Mutual Fund Holders

Holder	Shares	% Out	Value*	Reported
Vanguard Total Stock Market Index Fund	80,502	0.39	295,442	Jun 30, 2013
Unified Series Trust-Auer Growth Fd	80,000	0.38	320,800	Jul 31, 2013
iShares Russell Micro Cap (TM) Index Fund	56,272	0.27	225,650	Jul 31, 2013
Spartan Extended Market Index Fund	26,452	0.13	106,866	Aug 31, 2013
DFA U.S. Targeted Value Portfolio	14,476	0.07	64,707	Apr 30, 2013
DFA Tax-Managed U.S. Small Cap Portfolio	15,344	0.07	68,587	Apr 30, 2013
Claymore ETF Tr-Wilshire Micro Cap ETF	8,447	0.04	33,872	Jul 31, 2013
Vericimetry U.S. Small Cap Value Fd	8,400	0.04	30,828	Jun 30, 2013
DFA U.S. Core Equity 2 Portfolio	8,003	0.04	35,773	Apr 30, 2013
DFA U.S. Small Cap Series	7,689	0.04	34,369	Apr 30, 2013

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Value shown is computed using the security's price on the report date given.

Currency in USD.

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FAB Universal Corporation (FU)