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Tuesday, December 1, 2009, 5:12PM ET - U.S. Markets Closed. Dow  1.23% Nasdaq  1.46%

Gladstone Investment Corporation (GAIN)

At 4:00PM ET: 4.58   0.04 (0.87%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 1% % of Shares Held by Institutional & Mutual Fund Owners: 41% % of Float Held by Institutional & Mutual Fund Owners: 41% Number of Institutions Holding Shares: 56 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported GLADSTONE DAVID 172,552 21-Apr-08 BRUBAKER TERRY LEE 11,790 28-Nov-08 DULLUM DAVID A R 24,167 24-Feb-09 STELLJES GEORGE III 20,995 12-Nov-08 MEAD GERARD 10,132 24-Feb-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported WELLINGTON MANAGEMENT COMPANY, LLP 2,185,245 9.90 $10,598,438 30-Sep-09 Burgundy Asset Management Ltd. 1,861,666 8.43 $9,029,080 30-Sep-09 Barclays Global Investors UK Holdings Ltd 883,318 4.00 $4,284,092 30-Sep-09 STATE STREET CORPORATION 416,907 1.89 $2,021,998 30-Sep-09 RBC Capital Markets Corporation 400,058 1.81 $1,932,280 30-Jun-09 VANGUARD GROUP, INC. (THE) 348,024 1.58 $1,687,916 30-Sep-09 MORGAN STANLEY 256,935 1.16 $1,246,134 30-Sep-09 BAIRD (ROBERT W.) & COMPANY, INC. 219,572 .99 $1,064,924 30-Sep-09 NORTHERN TRUST CORPORATION 196,276 .89 $948,013 30-Jun-09 WELLS FARGO & COMPANY 192,323 .87 $932,766 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported ISHARES RUSSELL 2000 INDEX FD 323,108 1.46 $1,567,073 30-Sep-09 Powershares Exhg Traded Fd-Powershares Listed Private Equity 232,677 1.05 $1,249,475 31-Jul-09 ISHARES RUSSELL 2000 VALUE INDEX FD 196,926 .89 $955,091 30-Sep-09 First Trust Gallatin Specialty Finance & Financial Opportuni 183,333 .83 $927,664 31-Aug-09 VANGUARD TOTAL STOCK MARKET INDEX FUND 160,567 .73 $775,538 30-Jun-09 VANGUARD EXTENDED MARKET INDEX FUND 143,147 .65 $691,400 30-Jun-09 COLLEGE RETIREMENT EQUITIES FUND-STOCK ACCOUNT 127,345 .58 $615,076 30-Jun-09 MARKETOCRACY MASTERS 100 FUND 83,544 .38 $405,188 30-Sep-09 TAMARACK MICRO CAP VALUE FD 45,000 .20 $217,350 30-Jun-09 ISHARES Russell Micro Cap (TM) Index Fund 41,364 .19 $200,615 30-Sep-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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