| TOP INSTITUTIONAL HOLDERS |
| Holder | Shares | % Out | Value* | Reported | | MORGAN STANLEY | 749,241 | 4.14 | $11,598,250 | 30-Sep-09 | | WELLS FARGO & COMPANY | 190,191 | 1.05 | $2,944,156 | 30-Sep-09 | | COHEN & STEERS CAPITAL MANAGEMENT, INC. | 121,798 | .67 | $1,885,433 | 30-Sep-09 | | CORNERSTONE ADVISORS, INC. | 102,000 | .56 | $1,578,960 | 30-Sep-09 | | MERRILL LYNCH & CO., INC. | 98,441 | .54 | $1,523,866 | 30-Sep-09 | | RiverNorth Capital Management, Inc. | 65,648 | .36 | $1,016,231 | 30-Sep-09 | | RBC Capital Markets Corporation | 57,908 | .32 | $785,232 | 30-Jun-09 | | CAK Capital Mgt, Inc., dba Knott Capital Mgt | 54,500 | .30 | $843,660 | 30-Sep-09 | | UBS AG | 29,741 | .16 | $460,390 | 30-Sep-09 | | First Allied Securities, Inc. | 27,325 | .15 | $422,991 | 30-Sep-09 |
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| Holder | Shares | % Out | Value* | Reported | | RiverNorth Core Opportunity Fund | 65,648 | .36 | $1,016,231 | 30-Sep-09 | | Cohen & Steers Closed End Opportunity Fund | 58,600 | .32 | $794,616 | 30-Jun-09 | | Frank Fds-Leigh Baldwin Total Return Fd | 2,000 | .01 | $27,120 | 30-Jun-09 |
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*
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Value shown is computed using the security's price on the report date given.
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