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Gladstone Capital Corporation (GLAD)

On Nov 30: 7.81   0.31 (4.13%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 6% % of Shares Held by Institutional & Mutual Fund Owners: 38% % of Float Held by Institutional & Mutual Fund Owners: 41% Number of Institutions Holding Shares: 80 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported BRUBAKER TERRY LEE 195,324 30-Dec-08 STELLJES GEORGE III 11,743 27-Jun-08 MEAD GERARD 2,062 31-Dec-07 ADELGREN PAUL W 1,933 5-Mar-09 CHEETHAM KEVIN 950 30-Jun-08
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported Barclays Global Investors UK Holdings Ltd 904,015 4.29 $8,072,853 30-Sep-09 PRICE (T.ROWE) ASSOCIATES INC 634,300 3.01 $5,664,299 30-Sep-09 Confluence Investment Management, LLC 550,672 2.61 $4,917,500 30-Sep-09 JENNISON ASSOCIATES LLC 485,861 2.30 $4,338,738 30-Sep-09 OPPENHEIMER FUNDS, INC. 460,693 2.18 $4,113,988 30-Sep-09 M&T BANK 393,615 1.87 $3,514,981 30-Sep-09 STATE STREET CORPORATION 391,920 1.86 $3,499,845 30-Sep-09 VANGUARD GROUP, INC. (THE) 360,826 1.71 $3,222,176 30-Sep-09 GOLDMAN SACHS GROUP INC 244,161 1.16 $2,180,357 30-Sep-09 MILLENNIUM MANAGEMENT LLC 202,242 .96 $1,806,021 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported First Trust Gallatin Specialty Finance & Financial Opportuni 500,716 2.37 $3,750,362 31-Aug-09 PRICE (T.ROWE) SMALL-CAP VALUE FUND 500,000 2.37 $4,465,000 30-Sep-09 ISHARES RUSSELL 2000 INDEX FD 310,541 1.47 $2,773,131 30-Sep-09 Powershares Exhg Traded Fd-Powershares Listed Private Equity 200,079 .95 $2,004,791 31-Jul-09 ISHARES RUSSELL 2000 VALUE INDEX FD 177,189 .84 $1,582,297 30-Sep-09 VANGUARD TOTAL STOCK MARKET INDEX FUND 165,291 .78 $1,244,641 30-Jun-09 VANGUARD EXTENDED MARKET INDEX FUND 109,515 .52 $824,647 30-Jun-09 COLLEGE RETIREMENT EQUITIES FUND-STOCK ACCOUNT 108,815 .52 $819,376 30-Jun-09 ROYCE TOTAL RETURN FUND 80,000 .38 $602,400 30-Jun-09 THRIVENT PARTNER SMALL CAP VALUE PORTFOLIO 71,000 .34 $582,910 31-Oct-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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