| TOP INSTITUTIONAL HOLDERS |
| Holder | Shares | % Out | Value* | Reported | | LAZARD ASSET MANAGEMENT LLC | 3,051,455 | 5.90 | $38,692,449 | 30-Sep-09 | | MORGAN STANLEY | 1,409,812 | 2.72 | $17,876,416 | 30-Sep-09 | | 1607 Capital Partners, LLC | 1,298,614 | 2.51 | $16,466,425 | 30-Sep-09 | | Claymore Advisors, LLC | 1,074,506 | 2.08 | $13,624,736 | 30-Sep-09 | | RiverNorth Capital Management, Inc. | 968,636 | 1.87 | $12,282,304 | 30-Sep-09 | | MERRILL LYNCH & CO., INC. | 926,576 | 1.79 | $11,748,983 | 30-Sep-09 | | COHEN & STEERS CAPITAL MANAGEMENT, INC. | 859,885 | 1.66 | $10,903,341 | 30-Sep-09 | | WELLS FARGO & COMPANY | 535,449 | 1.03 | $6,789,493 | 30-Sep-09 | | Advisors Asset Management, Inc. | 480,450 | .93 | $6,092,106 | 30-Sep-09 | | Relative Value Partners, LLC | 379,432 | .73 | $4,811,197 | 30-Sep-09 |
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| Holder | Shares | % Out | Value* | Reported | | RiverNorth Core Opportunity Fund | 968,056 | 1.87 | $12,274,950 | 30-Sep-09 | | Cohen & Steers Closed End Opportunity Fund | 744,700 | 1.44 | $8,027,866 | 30-Jun-09 | | Cornerstone Progressive Return Fund | 197,592 | .38 | $2,130,041 | 30-Jun-09 | | Cohen & Steers Global Income Builder, Inc. | 141,085 | .27 | $1,520,896 | 30-Jun-09 | | Denali Fund | 30,000 | .06 | $293,400 | 30-Apr-09 | | American Pension Inv Tr-Efficent Frontier Income Fund | 20,300 | .04 | $244,412 | 31-Aug-09 | | Claymore ETF Tr 2-Claymore/Zacks Int'l Multi Asset Income In | 12,615 | .02 | $151,884 | 31-Aug-09 | | AQR Funds-AQR Diversified Arbitrage Fd | 3,855 | .01 | $41,556 | 30-Jun-09 | | YieldQuest Core Equity Fd | 2,000 | .00 | $23,420 | 31-Jul-09 |
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Value shown is computed using the security's price on the report date given.
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