| TOP INSTITUTIONAL HOLDERS |
| Holder | Shares | % Out | Value* | Reported | | WELLINGTON MANAGEMENT COMPANY, LLP | 257,551 | 3.11 | $916,881 | 30-Sep-09 | | GSCP (N.J.), L.P. | 995,798 | 12.01 | $3,545,040 | 30-Sep-09 | | Confluence Investment Management, LLC | 50,500 | .61 | $179,780 | 30-Sep-09 | | KAYNE ANDERSON CAPITAL ADVISORS, L.P. | 46,700 | .56 | $166,252 | 30-Sep-09 | | MORGAN STANLEY | 29,099 | .35 | $103,592 | 30-Sep-09 | | MIDAS MANAGEMENT CORPORATION | 18,900 | .23 | $67,284 | 30-Sep-09 | | RBC Capital Markets Corporation | 12,746 | .15 | $29,188 | 30-Jun-09 | | WELLS FARGO & COMPANY | 2,117 | .03 | $7,536 | 30-Sep-09 | | Ameriprise Financial, Inc. | 1,937 | .02 | $6,895 | 30-Sep-09 | | UBS AG | 1,750 | .02 | $6,230 | 30-Sep-09 |
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| Holder | Shares | % Out | Value* | Reported | | First Trust Gallatin Specialty Finance & Financial Opportuni | 50,500 | .61 | $176,245 | 31-Aug-09 | | MIDAS GLOBAL INCOME FUND | 18,900 | .23 | $67,284 | 30-Sep-09 |
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Value shown is computed using the security's price on the report date given.
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