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Sunday, November 29, 2009, 10:58PM ET - U.S. Markets Closed. Dow  1.48% Nasdaq  1.73%

U.S. Global Investors, Inc. (GROW)

On Nov 27: 13.07   0.15 (1.13%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 3% % of Shares Held by Institutional & Mutual Fund Owners: 69% % of Float Held by Institutional & Mutual Fund Owners: 71% Number of Institutions Holding Shares: 59 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported HOLMES FRANK E 49,999 25-Nov-09 MCGEE SUSAN B 73,738 30-Oct-09 TERRACINA ROY D 37,000 2-Nov-09 RADEMACHER CATHERINE ANN 15,645 30-Oct-09 LYDON THOMAS F JR 3,000 2-Nov-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported Barclays Global Investors UK Holdings Ltd 787,530 5.97 $9,710,244 30-Sep-09 FMR LLC 518,729 3.93 $6,395,928 30-Sep-09 HORIZON ASSET MANAGEMENT, INC./NY 500,462 3.79 $6,170,696 30-Sep-09 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 383,085 2.90 $4,723,438 30-Sep-09 BARCLAYS PLC 336,460 2.55 $4,148,551 30-Sep-09 VANGUARD GROUP, INC. (THE) 323,018 2.45 $3,982,811 30-Sep-09 KINETICS ASSET MANAGEMENT INC. 2,597,468 19.68 $32,026,780 30-Sep-09 ROYCE & ASSOCIATES, LLC 1,757,600 13.32 $21,671,208 30-Sep-09 STATE STREET CORPORATION 216,776 1.64 $2,672,848 30-Sep-09 American Century Companies, Inc. 213,716 1.62 $2,635,118 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported ROYCE LOW-PRICED STOCK FUND 669,400 5.07 $6,198,644 30-Jun-09 FIDELITY SELECT PORTFOLIOS - BROKERAGE&INVESTMENT MGT 518,729 3.93 $6,395,928 30-Sep-09 ROYCE VALUE PLUS FUND 500,000 3.79 $4,630,000 30-Jun-09 ROYCE FOCUS TRUST, INC. 226,000 1.71 $2,092,760 30-Jun-09 ISHARES RUSSELL 2000 INDEX FD 189,837 1.44 $2,340,690 30-Sep-09 AMERICAN CENTURY NEW OPPORTUNITIES II FUND 168,431 1.28 $2,076,754 30-Sep-09 VANGUARD TOTAL STOCK MARKET INDEX FUND 167,548 1.27 $1,551,494 30-Jun-09 ROYCE MICRO-CAP FUND 166,000 1.26 $1,537,160 30-Jun-09 KINETICS PORT TR-KINETICS MASTER SMALL CAP OPP PORT 155,800 1.18 $1,442,708 30-Jun-09 ROYCE CAPITAL FUND-MICRO-CAP PORTFOLIO 112,300 .85 $1,039,898 30-Jun-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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