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    GSV Capital Corp. (GSVC)

    -NasdaqCM
    5.57 Down 0.33(5.59%) 4:00PM EST
    Major HoldersGet Major Holders for:
    Breakdown
    % of Shares Held by All Insider and 5% Owners:N/A
    % of Shares Held by Institutional & Mutual Fund Owners:N/A
    % of Float Held by Institutional & Mutual Fund Owners:N/A
    Number of Institutions Holding Shares:

    Major Direct Holders (Forms 3 & 4)
    HolderSharesReported
    KLEIN MARK D31,700Nov 17, 2015
    MOE MICHAEL T.16,245Nov 17, 2015
    TANONA WILLIAM F.10,000Nov 13, 2014


    Top Institutional Holders
    HolderShares% OutValue*Reported
    RiverNorth Capital Management, Inc.1,084,4595.618,513,003Sep 30, 2015
    State of New Jersey Common Pension Fund D1,060,0005.498,321,000Sep 30, 2015
    Emerald Advisers751,2913.897,039,596Dec 31, 2015
    Spot Trading LLC436,0672.264,085,947Dec 31, 2015
    Royal Bank of Canada352,3001.822,765,555Sep 30, 2015
    Needham Investment Management, L.L.C.338,5001.752,657,225Sep 30, 2015
    Parametric Portfolio Associates316,6871.642,485,992Sep 30, 2015
    Wellington Management Company, LLP290,7751.512,282,583Sep 30, 2015
    Susquehanna International Group, LLP283,6851.472,226,927Sep 30, 2015
    Morgan Stanley208,4841.081,636,599Sep 30, 2015

    Top Mutual Fund Holders
    HolderShares% OutValue*Reported
    Principal Small Cap Growth Fd I165,5390.861,685,187Nov 30, 2015
    Needham Growth Fund37,5000.19294,375Sep 30, 2015
    Needham Aggressive Growth Fund18,7000.10146,795Sep 30, 2015
    ALPS VIT-Red Rocks Listed Private Equity Portfolio4,1070.0232,239Sep 30, 2015
    Claymore ETF Tr-Wilshire Micro Cap ETF3,6260.0236,912Nov 30, 2015
    PIMCO Equity Series-PIMCO RAE Fundamental U.S. Small Cap Fd6910.005,424Sep 30, 2015
    Integrated Wealth Management3000.002,811Dec 31, 2015

    View Transactions for Insiders & Institutional Holders

    Value shown is computed using the security's price on the report date given.

    Currency in USD.