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Sunday, November 29, 2009, 7:44PM ET - U.S. Markets Closed. Dow  1.48% Nasdaq  1.73%

Hanmi Financial Corp. (HAFC)

On Nov 27: 1.16   0.04 (3.33%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 18% % of Shares Held by Institutional & Mutual Fund Owners: 22% % of Float Held by Institutional & Mutual Fund Owners: 27% Number of Institutions Holding Shares: 60 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported RHO JOSEPH K 1,609,838 8-Apr-09 AHN I JOON 1,192,526 8-Apr-09 LEE JOON HYUNG 1,156,053 8-Apr-09 HONG KI TAE 600,606 19-Feb-08 KIM SEON HONG 126,862 8-Apr-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported VANGUARD GROUP, INC. (THE) 2,228,245 4.35 $3,654,321 30-Sep-09 Barclays Global Investors UK Holdings Ltd 2,048,748 4.00 $3,359,946 30-Sep-09 FMR LLC 1,554,996 3.04 $2,550,193 30-Sep-09 DIMENSIONAL FUND ADVISORS LP 1,133,751 2.21 $1,859,351 30-Sep-09 KINETICS ASSET MANAGEMENT INC. 582,982 1.14 $956,090 30-Sep-09 BANC FUNDS COMPANY, L.L.C. (THE) 394,351 .77 $646,735 30-Sep-09 HORIZON ASSET MANAGEMENT, INC./NY 385,127 .75 $631,608 30-Sep-09 NORTHERN TRUST CORPORATION 344,945 .67 $603,653 30-Jun-09 STATE STREET CORPORATION 261,743 .51 $429,258 30-Sep-09 Bank of New York Mellon Corporation 227,995 .45 $373,911 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported FIDELITY LOW-PRICED STOCK FUND 1,554,996 3.04 $2,736,792 31-Jul-09 VANGUARD TOTAL STOCK MARKET INDEX FUND 746,995 1.46 $1,307,241 30-Jun-09 ISHARES S&P SMALLCAP 600 INDEX FD 595,045 1.16 $910,418 31-Oct-09 VANGUARD SMALL-CAP INDEX FUND 442,147 .86 $773,757 30-Jun-09 VANGUARD EXTENDED MARKET INDEX FUND 414,461 .81 $725,306 30-Jun-09 DFA U.S. SMALL CAP VALUE SERIES 389,963 .76 $604,442 30-Apr-09 IShares S&P Smallcap 600 Value Index Fund 209,361 .41 $320,322 31-Oct-09 VANGUARD SMALL CAP VALUE INDEX FUND 189,397 .37 $331,444 30-Jun-09 DFA U.S. Targeted Value Portfolio 161,747 .32 $250,707 30-Apr-09 KINETICS PORT TR-KINETICS MASTER SMALL CAP OPP PORT 161,533 .32 $282,682 30-Jun-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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