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Friday, December 25, 2009, 8:52PM ET - U.S. Markets Closed for Christmas. Dow  0.51% Nasdaq  0.71%

SmartHeat Inc. (HEAT)

On Dec 24: 14.82   0.13 (0.88%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 42% % of Shares Held by Institutional & Mutual Fund Owners: 36% % of Float Held by Institutional & Mutual Fund Owners: 61% Number of Institutions Holding Shares: 70 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported WANG JUN N/A 7-May-08 LIN WENBIN N/A 19-Jun-08 STALOFF ARNOLD 10,000 7-Jul-08
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported LORD ABBETT & CO 940,456 2.87 $11,163,212 30-Sep-09 FMR LLC 3,962,333 12.09 $47,032,892 30-Sep-09 COLUMBUS CIRCLE INVESTORS 631,510 1.93 $7,496,023 30-Sep-09 PIONEER INVESTMENT MANAGEMENT INC. 545,354 1.66 $6,473,351 30-Sep-09 JANUS CAPITAL MANAGEMENT, LLC 500,000 1.53 $5,935,000 30-Sep-09 NEUBERGER BERMAN GROUP, LLC 400,200 1.22 $4,750,374 30-Sep-09 Crestwood Capital Management, L.P. 360,000 1.10 $4,273,200 30-Sep-09 TURNER INVESTMENT PARTNERS, INC. 311,728 .95 $3,700,211 30-Sep-09 WALL STREET ASSOCIATES 295,600 .90 $3,508,772 30-Sep-09 OPPENHEIMER FUNDS, INC. 250,350 .76 $2,971,654 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported FIDELITY CONTRAFUND INC 3,221,689 9.83 $28,801,899 31-Oct-09 FIDELITY ADVISOR NEW INSIGHTS FUND 630,800 1.92 $5,639,352 31-Oct-09 Pioneer Growth Opportunities Fund 454,062 1.38 $5,389,715 30-Sep-09 JANUS VENTURE FUND 441,450 1.35 $5,240,011 30-Sep-09 Neuberger & Berman Small Cap Growth Fund 314,000 .96 $2,807,160 31-Oct-09 OPPENHEIMER DISCOVERY FUND 234,400 .71 $2,782,328 30-Sep-09 FIDELITY NEW MILLENNIUM FUND 200,000 .61 $1,788,000 31-Oct-09 ISHARES RUSSELL 2000 INDEX FD 120,161 .37 $1,074,239 31-Oct-09 FIDELITY INDEPENDENCE FUND 110,700 .34 $989,658 31-Oct-09 SATUIT CAPITAL MICRO CAP FUND 108,300 .33 $712,614 31-Jul-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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