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Saturday, December 5, 2009, 12:52AM ET - U.S. Markets Closed. Dow  0.22% Nasdaq  0.98%

Helios Strategic Mortgage Income Fund, Inc. (HSM)

On Dec 4: 6.47   0.07 (1.09%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 5% % of Shares Held by Institutional & Mutual Fund Owners: 16% % of Float Held by Institutional & Mutual Fund Owners: 17% Number of Institutions Holding Shares: 13 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported BIRCH ROBERT F 5,700 10-Nov-09 DRAKE RODMAN L 4,585 6-Apr-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported SIT INVESTMENT ASSOCIATES INC 1,335,295 13.18 $8,532,535 30-Sep-09 HOLLENCREST SECURITIES, LLC 62,144 .61 $393,371 30-Jun-09 RAYMOND JAMES & ASSOCIATES, INC. 55,949 .55 $357,514 30-Sep-09 RBC Capital Markets Corporation 54,529 .54 $345,168 30-Jun-09 Raymond James Financial Services 52,607 .52 $336,158 30-Sep-09 UBS AG 31,208 .31 $199,419 30-Sep-09 Bank of New York Mellon Corporation 22,800 .22 $145,692 30-Sep-09 CHESAPEAKE ASSET MANAGEMENT, LLC 18,150 .18 $115,978 30-Sep-09 NORTH STAR INVESTMENT MANAGEMENT CORP 3,000 .03 $19,170 30-Sep-09 MERRILL LYNCH & CO., INC. 600 .01 $3,834 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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