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 Dow Up0.17% Nasdaq Up0.44%

Hercules Technology Growth Capital, Inc. (HTGC)

-NYSE
16.29 Up 0.02(0.12%) Jul 11, 4:05PM EDT
Major HoldersGet Major Holders for:
Breakdown
% of Shares Held by All Insider and 5% Owners:5%
% of Shares Held by Institutional & Mutual Fund Owners:55%
% of Float Held by Institutional & Mutual Fund Owners:57%
Number of Institutions Holding Shares:143

Major Direct Holders (Forms 3 & 4)
HolderSharesReported
HENRIQUEZ MANUEL A1,984,086Jul 9, 2014
SHAH PARAG392,521Jul 9, 2014
WOODWARD ALLYN C JR214,092Aug 13, 2013
BLUESTEIN SCOTT169,790Jul 9, 2014
BADAVAS ROBERT P135,399Jul 8, 2014


Top Institutional Holders
HolderShares% OutValue*Reported
Price (T.Rowe) Associates Inc2,853,7604.5640,152,403Mar 31, 2014
Northern Trust Corporation1,694,0792.7123,835,691Mar 31, 2014
Comerica Bank1,600,9202.5622,524,944Mar 31, 2014
BlackRock Fund Advisors1,532,3352.4521,559,953Mar 31, 2014
UBS AG1,185,5241.8916,680,322Mar 31, 2014
Edge Asset Management, Inc.1,106,9751.7715,575,138Mar 31, 2014
Morgan Stanley1,048,5541.6714,753,154Mar 31, 2014
State Street Corporation1,029,7051.6414,487,949Mar 31, 2014
Advisors Asset Management, Inc.1,029,4021.6414,483,686Mar 31, 2014
Robeco Institutional Asset Management B V1,015,1831.6214,283,624Mar 31, 2014

Top Mutual Fund Holders
HolderShares% OutValue*Reported
Price (T.Rowe) Small-Cap Value Fund1,470,0002.3520,682,900Mar 31, 2014
Principal Small/Midcap Dividend Income Fd1,126,0611.8015,404,514Apr 30, 2014
iShares Russell 2000 ETF1,051,6511.6814,796,729Mar 31, 2014
Powershares Exhg Traded Fd-Powershares KBW High Div Yld Fina516,2600.827,062,436Apr 30, 2014
First Trust Gallatin Specialty Finance & Financial Opportuni463,1980.747,290,736Feb 28, 2014
iShares Russell 2000 Value ETF446,9860.716,289,093Mar 31, 2014
Northern Small Cap Value Fund367,0550.595,164,463Mar 31, 2014
Loomis Sayles Small Cap Value Fund362,7970.585,104,553Mar 31, 2014
Northwestern Mutual Series Fund-Small Cap Value Portfolio265,0000.423,728,550Mar 31, 2014
John Hancock Balanced Fund (Inv Tr)260,2220.423,559,836Apr 30, 2014

View Transactions for Insiders & Institutional Holders

Value shown is computed using the security's price on the report date given.

Currency in USD.