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Tuesday, December 1, 2009, 10:22PM ET - U.S. Markets Closed. Dow  1.23% Nasdaq  1.46%

Hercules Technology Growth Capital, Inc. (HTGC)

At 4:00PM ET: 10.01   0.16 (1.62%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 3% % of Shares Held by Institutional & Mutual Fund Owners: 61% % of Float Held by Institutional & Mutual Fund Owners: 63% Number of Institutions Holding Shares: 121 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported HENRIQUEZ MANUEL A 757,371 17-Mar-09 CHOW JOSEPH W 64,916 18-Feb-09 BADAVAS ROBERT P 61,865 30-Sep-09 SHAH PARAG 85,520 23-Nov-09 WOODWARD ALLYN C JR 79,446 1-Sep-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported PRICE (T.ROWE) ASSOCIATES INC 2,607,086 7.33 $25,601,584 30-Sep-09 Barclays Global Investors UK Holdings Ltd 1,876,977 5.28 $18,431,914 30-Sep-09 VANGUARD GROUP, INC. (THE) 1,504,493 4.23 $14,774,121 30-Sep-09 CARDINAL CAPITAL MANAGEMENT LLC 1,169,497 3.29 $11,484,460 30-Sep-09 LSV ASSET MANAGEMENT 1,141,309 3.21 $11,207,654 30-Sep-09 COMERICA, INC. 1,016,315 2.86 $9,980,213 30-Sep-09 STATE STREET CORPORATION 907,639 2.55 $8,913,014 30-Sep-09 OPPENHEIMER FUNDS, INC. 796,237 2.24 $7,819,047 30-Sep-09 Confluence Investment Management, LLC 534,739 1.50 $5,251,136 30-Sep-09 PUTNAM INVESTMENT MANAGEMENT, LLC 512,476 1.44 $5,032,514 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported PRICE (T.ROWE) SMALL-CAP VALUE FUND 1,040,000 2.93 $10,212,800 30-Sep-09 First Trust Gallatin Specialty Finance & Financial Opportuni 534,556 1.50 $4,949,988 31-Aug-09 ISHARES RUSSELL 2000 INDEX FD 518,645 1.46 $5,093,093 30-Sep-09 DFA U.S. SMALL CAP VALUE SERIES 440,622 1.24 $2,648,138 30-Apr-09 VANGUARD TOTAL STOCK MARKET INDEX FUND 435,519 1.23 $3,658,359 30-Jun-09 VANGUARD SMALL-CAP INDEX FUND 402,271 1.13 $3,379,076 30-Jun-09 SEI INSTITUTIONAL INVESTMENT TR-SMALL/MID CAP EQUITY FUN 366,275 1.03 $2,747,062 31-May-09 ISHARES RUSSELL 2000 VALUE INDEX FD 297,416 .84 $2,920,625 30-Sep-09 Powershares Exhg Traded Fd-Powershares Listed Private Equity 282,507 .79 $2,765,743 31-Jul-09 VANGUARD SMALL CAP VALUE INDEX FUND 262,840 .74 $2,207,856 30-Jun-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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