• FirefoxTry Yahoo Finance on Firefox »
  •  Dow Down0.08% Nasdaq Down0.35%

    Hercules Technology Growth Capital, Inc. (HTGC)

    -NYSE
    10.32 Down 0.04(0.39%) 4:02PM EST
    Major HoldersGet Major Holders for:
    Breakdown
    % of Shares Held by All Insider and 5% Owners:4%
    % of Shares Held by Institutional & Mutual Fund Owners:40%
    % of Float Held by Institutional & Mutual Fund Owners:41%
    Number of Institutions Holding Shares:153

    Major Direct Holders (Forms 3 & 4)
    HolderSharesReported
    HENRIQUEZ MANUEL A2,151,934Jan 15, 2016
    BLUESTEIN SCOTT249,696Jan 14, 2016
    SHAH PARAG249,562Dec 4, 2014
    WOODWARD ALLYN C JR236,638Dec 31, 2015
    BADAVAS ROBERT P135,691Dec 31, 2015


    Top Institutional Holders
    HolderShares% OutValue*Reported
    Price (T.Rowe) Associates Inc3,126,3404.3431,607,297Sep 30, 2015
    Edge Asset Management, Inc.1,641,7512.2816,598,102Sep 30, 2015
    AllianceBernstein, L.P.1,439,3182.0014,551,504Sep 30, 2015
    UBS Group AG1,325,5861.8413,401,674Sep 30, 2015
    LMCG Investments, LLC1,130,0611.5711,424,916Sep 30, 2015
    Advisors Capital Management, LLC1,119,6711.5511,319,873Sep 30, 2015
    Invesco Ltd.1,052,6691.4610,642,483Sep 30, 2015
    Principal Financial Group, Inc.1,011,4831.4010,226,093Sep 30, 2015
    Cardinal Capital Management LLC985,8701.379,967,145Sep 30, 2015
    Lsv Asset Management946,8761.3111,542,418Dec 31, 2015

    Top Mutual Fund Holders
    HolderShares% OutValue*Reported
    Price (T.Rowe) Small-Cap Value Fund1,872,8002.6018,934,008Sep 30, 2015
    Principal Small/Midcap Dividend Income Fd1,570,8882.1818,175,174Nov 30, 2015
    American Pension Inv Tr-Efficent Frontier Income Fund690,0000.967,700,400Oct 31, 2015
    Powershares Exhg Traded Fd-Powershares KBW High Div Yld Fina526,8220.736,095,330Nov 30, 2015
    Loomis Sayles Small Cap Value Fund486,0120.674,913,581Sep 30, 2015
    First Trust Gallatin Specialty Finance & Financial Opportuni474,1980.665,500,696Aug 31, 2015
    Market Vectors ETF Tr-BDC Income ETF318,1830.443,681,377Nov 30, 2015
    Miller/Howard High Income Equity Fund308,5520.433,443,440Oct 31, 2015
    Northwestern Mutual Series Fund-Small Cap Value Portfolio305,3000.423,086,583Sep 30, 2015
    Nuveen Multi-Strategy Income & Growth Fund281,4680.393,256,584Nov 30, 2015

    View Transactions for Insiders & Institutional Holders

    Value shown is computed using the security's price on the report date given.

    Currency in USD.