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Saturday, December 26, 2009, 3:45AM ET - U.S. Markets Closed. Dow  0.51% Nasdaq  0.71%

HSBC FIN CORP 6.0 NT (HTN)

On Dec 24: 21.90   0.15 (0.69%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: N/A % of Shares Held by Institutional & Mutual Fund Owners: N/A % of Float Held by Institutional & Mutual Fund Owners: N/A Number of Institutions Holding Shares: MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported No Major Direct Holder info Available for HTN
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported MFC Global Investment Management (U.S.), LLC 206,400 1.72 $4,326,144 30-Sep-09 CAPSTONE ASSET MANAGEMENT COMPANY 20,420 .17 $428,003 30-Sep-09 Jaffetilchin Investment Partners, LLC 11,200 .09 $234,752 30-Sep-09 LEDYARD NATIONAL BANK 800 .01 $16,768 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported JOHN HANCOCK PREFERRED INCOME FUND 134,200 1.12 $2,940,322 31-Oct-09 JOHN HANCOCK PREFERRED INCOME FUND II 72,200 .60 $1,581,902 31-Oct-09 PRINCIPAL PREFERRED SECURITIES FD 17,100 .14 $358,416 30-Sep-09 Nuveen Investment Trust V-Nuveen Preferred Securities Fund 500 .00 $9,555 30-Jun-09 * Value shown is computed using the security's price on the report date given.
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