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Sunday, November 29, 2009, 2:34PM ET - U.S. Markets Closed. Dow  1.48% Nasdaq  1.73%

Harrington West Financial Group Inc. (HWFG)

On Nov 25: 0.55   0.00 (0.00%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 54% % of Shares Held by Institutional & Mutual Fund Owners: 12% % of Float Held by Institutional & Mutual Fund Owners: 25% Number of Institutions Holding Shares: 15 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported CERNY CRAIG J 543,214 9-Dec-08 CONCORDIA FINANCIAL SERVICES FUND, L.P. 458,768 29-Sep-08 CONCORDIA CAPITAL ADVISORS, LLC 458,768 29-Sep-08 BREEDEN DOUGLAS T N/A 23-Apr-08 COMMUNITY FIRST FINANCIAL GROUP INC 268,807 23-Apr-08
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported BANC FUNDS COMPANY, L.L.C. (THE) 374,842 5.09 $449,810 30-Sep-09 VOYAGEUR ASSET MANAGEMENT INC 122,280 1.66 $146,736 30-Sep-09 DIMENSIONAL FUND ADVISORS LP 87,307 1.19 $104,768 30-Sep-09 Harris Financial Corp 80,977 1.10 $97,172 30-Sep-09 BLACKTHORN INVESTMENT GROUP LLC 47,476 .64 $56,971 30-Sep-09 Barclays Global Investors UK Holdings Ltd 36,871 .50 $44,245 30-Sep-09 LSV ASSET MANAGEMENT 33,800 .46 $40,560 30-Sep-09 CALPERS (CALIFORNIA-PUBLIC EMPLOYEES RETIREMENT SYSTEM) 25,120 .34 $46,472 30-Jun-09 NORTHERN TRUST CORPORATION 15,317 .21 $28,336 30-Jun-09 FIRST WILSHIRE SECURITIES MANAGEMENT INC 11,591 .16 $13,909 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported TAMARACK ENTERPRISE FD 131,280 1.78 $242,868 30-Jun-09 BRIDGEWAY FDS INC-ULTRA SMALL COMPANY MARKET FD 26,332 .36 $48,714 30-Jun-09 DFA U.S. SMALL CAP SERIES 19,645 .27 $38,307 30-Apr-09 DFA U.S. SMALL CAP VALUE SERIES 18,011 .24 $35,121 30-Apr-09 DFA U.S. MICRO CAP SERIES 9,629 .13 $18,776 30-Apr-09 DFA Tax Managed U.S. Targeted Value Port 5,500 .07 $6,215 31-Jul-09 SPARTAN EXTENDED MARKET INDEX FUND 4,000 .05 $4,800 30-Sep-09 DFA U.S. Core Equity 2 Portfolio 3,605 .05 $7,029 30-Apr-09 DFA U.S. Vector Equity Portfolio 2,606 .04 $5,081 30-Apr-09 DFA TAX-MANAGED U.S. SMALL CAP PORTFOLIO 1,200 .02 $1,356 31-Jul-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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