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Nuveen Tax-Advantaged Floating Rate Fund (JFP)

On Nov 30: 2.34   0.06 (2.63%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 0% % of Shares Held by Institutional & Mutual Fund Owners: 9% % of Float Held by Institutional & Mutual Fund Owners: 9% Number of Institutions Holding Shares: 14 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported UBS AG N/A 31-Jan-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported PRIVATE MANAGEMENT GROUP, INC. 459,875 3.32 $1,388,822 30-Sep-09 Claymore Advisors, LLC 374,147 2.70 $1,129,923 30-Sep-09 WELLS FARGO & COMPANY 209,549 1.51 $632,837 30-Sep-09 YORKTOWN MANAGEMENT & RESEARCH COMPANY, INC. 45,000 .32 $135,900 30-Sep-09 First Allied Securities, Inc. 34,100 .25 $102,982 30-Sep-09 MORGAN STANLEY 29,883 .22 $90,246 30-Sep-09 Sterneck Capital Management, LLC 22,300 .16 $67,346 30-Sep-09 RBC Capital Markets Corporation 11,537 .08 $36,226 30-Jun-09 QA3 Financial 7,000 .05 $21,140 30-Sep-09 UBS AG 5,093 .04 $15,380 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported American Pension Inv Tr-Efficent Frontier Income Fund 45,000 .32 $135,000 31-Aug-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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