| TOP INSTITUTIONAL HOLDERS |
| Holder | Shares | % Out | Value* | Reported | | MORGAN STANLEY | 2,955,349 | 2.12 | $21,308,066 | 30-Sep-09 | | RiverNorth Capital Management, Inc. | 1,432,892 | 1.03 | $10,331,151 | 30-Sep-09 | | Telemus Investment Management LLC | 1,328,525 | .95 | $9,578,665 | 30-Sep-09 | | KARPUS INVESTMENT MANAGEMENT | 1,211,519 | .87 | $8,735,051 | 30-Sep-09 | | PRIVATE MANAGEMENT GROUP, INC. | 1,152,520 | .82 | $8,309,669 | 30-Sep-09 | | JP MORGAN CHASE & COMPANY | 1,018,900 | .73 | $7,346,269 | 30-Sep-09 | | Claymore Advisors, LLC | 977,255 | .70 | $7,046,008 | 30-Sep-09 | | Advisors Asset Management, Inc. | 957,990 | .69 | $6,907,107 | 30-Sep-09 | | Newgate Capital Management LLC | 873,719 | .63 | $6,299,513 | 30-Sep-09 | | WELLS FARGO & COMPANY | 826,197 | .59 | $5,956,880 | 30-Sep-09 |
|
| Holder | Shares | % Out | Value* | Reported | | RiverNorth Core Opportunity Fund | 1,388,733 | .99 | $10,012,764 | 30-Sep-09 | | NEW CENTURY ALTERNATIVE STRATEGIES PORTFOLIO | 230,000 | .16 | $1,674,400 | 30-Nov-09 | | TFS CAPITAL INVESTMENT TR-TFS MARKET NEUTRAL FUND | 206,290 | .15 | $1,299,627 | 31-Jul-09 | | Global Income Fund, Inc. | 135,000 | .10 | $973,350 | 30-Sep-09 | | MIDAS GLOBAL INCOME FUND | 135,000 | .10 | $946,350 | 31-Oct-09 | | American Pension Inv Tr-Efficent Frontier Income Fund | 30,000 | .02 | $201,600 | 31-Aug-09 |
|
|
*
|
Value shown is computed using the security's price on the report date given.
|
|