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Sunday, December 6, 2009, 10:53PM ET - U.S. Markets Closed. Dow  0.22% Nasdaq  0.98%

James River Coal Co. (JRCC)

On Dec 4: 17.54   0.40 (2.23%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 14% % of Shares Held by Institutional & Mutual Fund Owners: 82% % of Float Held by Institutional & Mutual Fund Owners: 95% Number of Institutions Holding Shares: 99 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported STEELHEAD PARTNERS LLC N/A 19-Oct-09 STEELHEAD NAVIGATOR MASTER, L.P. 4,327,900 19-Oct-09 SOCHA PETER T 161,586 26-May-09 LANE COY K JR 88,680 1-Nov-09 HOPKINS II SAMUEL M 55,334 27-May-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported FMR LLC 2,388,865 8.67 $45,651,210 30-Sep-09 SouthernSun Asset Management, Inc. 2,197,852 7.98 $42,000,951 30-Sep-09 NEXT CENTURY GROWTH INVESTORS LLC 1,852,575 6.72 $35,402,708 30-Sep-09 Barclays Global Investors UK Holdings Ltd 1,351,972 4.91 $25,836,184 30-Sep-09 VANGUARD GROUP, INC. (THE) 1,317,845 4.78 $25,184,017 30-Sep-09 GENDELL, JEFFREY L. 1,104,300 4.01 $21,103,173 30-Sep-09 Tahithromos, LLC 1,099,115 3.99 $21,004,087 30-Sep-09 Catapult Capital Management, LLC 852,000 3.09 $16,281,720 30-Sep-09 BlackRock Advisors, LLC 828,200 3.01 $15,826,902 30-Sep-09 STEELHEAD PARTNERS, LLC 4,790,876 17.39 $91,553,640 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported FIDELITY CAPITAL APPRECIATION FUND 1,659,300 6.02 $31,709,223 30-Sep-09 Unified Series Trust-Auer Growth Fd 430,000 1.56 $8,217,300 30-Sep-09 ISHARES RUSSELL 2000 INDEX FD 405,664 1.47 $7,752,239 30-Sep-09 FIDELITY SMALL CAP INDEPENDENCE FUND 364,000 1.32 $6,759,480 31-Jul-09 VANGUARD SMALL-CAP INDEX FUND 334,113 1.21 $5,055,129 30-Jun-09 John Hancock Trust-Optimized All Cap Tr 288,181 1.05 $4,360,178 30-Jun-09 VANGUARD TOTAL STOCK MARKET INDEX FUND 252,476 .92 $3,819,961 30-Jun-09 Fidelity Advisor Capital Development Fund 250,000 .91 $4,777,500 30-Sep-09 VANGUARD SMALL CAP VALUE INDEX FUND 216,983 .79 $3,282,952 30-Jun-09 ISHARES RUSSELL 2000 GROWTH INDEX FD 212,348 .77 $4,057,970 30-Sep-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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