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Kohlberg Capital Corporation (KCAP)

At 12:40PM ET: 4.71   0.04 (0.84%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 15% % of Shares Held by Institutional & Mutual Fund Owners: 42% % of Float Held by Institutional & Mutual Fund Owners: 49% Number of Institutions Holding Shares: 56 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported KOHLBERG JAMES A 822,427 8-May-08 LACOVARA CHRISTOPHER 577,134 1-Jul-08 FRIEDER SAMUEL P 493,134 1-Jul-08 KRATZMAN E A 166,660 5-Aug-09 PEARSON DAYL W 97,072 15-Aug-08
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported PRICE (T.ROWE) ASSOCIATES INC 1,597,336 7.32 $9,631,936 30-Sep-09 FRANKLIN RESOURCES, INC 1,318,504 6.04 $7,950,579 30-Sep-09 Robeco Investment Management, Inc. 965,500 4.42 $5,821,965 30-Sep-09 WELLS FARGO & COMPANY 918,770 4.21 $5,540,183 30-Sep-09 Barclays Global Investors UK Holdings Ltd 725,591 3.32 $4,375,313 30-Sep-09 Confluence Investment Management, LLC 552,458 2.53 $3,331,321 30-Sep-09 VANGUARD GROUP, INC. (THE) 436,308 2.00 $2,630,937 30-Sep-09 STATE STREET CORPORATION 322,189 1.48 $1,942,799 30-Sep-09 MASON STREET ADVISORS, LLC. 162,050 .74 $977,161 30-Sep-09 Invesco Ltd. 159,978 .73 $964,667 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported EVERGREEN SPECIAL VALUES FUND 702,305 3.22 $4,178,714 31-Jul-09 First Trust Gallatin Specialty Finance & Financial Opportuni 607,367 2.78 $2,891,066 31-Aug-09 FRANKLIN VALUE INVESTORS TRUST-FRANKLIN MICROCAP VALUE F 600,834 2.75 $3,574,962 31-Jul-09 PRICE (T.ROWE) SMALL-CAP VALUE FUND 600,000 2.75 $3,618,000 30-Sep-09 ISHARES RUSSELL 2000 INDEX FD 269,170 1.23 $1,623,095 30-Sep-09 VANGUARD TOTAL STOCK MARKET INDEX FUND 257,191 1.18 $1,625,447 30-Jun-09 John Hancock Trust-Small Company Value Tr 218,134 1.00 $1,378,606 30-Jun-09 Powershares Exhg Traded Fd-Powershares Listed Private Equity 178,085 .82 $1,059,605 31-Jul-09 NORTHWESTERN MUTUAL SER FD-SMALL CAP VALUE PORT 158,050 .72 $998,876 30-Jun-09 VANGUARD EXTENDED MARKET INDEX FUND 156,231 .72 $987,379 30-Jun-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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