| TOP INSTITUTIONAL HOLDERS |
| Holder | Shares | % Out | Value* | Reported | | MORGAN STANLEY | 2,536,919 | 2.24 | $21,868,241 | 30-Sep-09 | | DEUTSCHE BANK AKTIENGESELLSCHAFT | 2,159,235 | 1.91 | $18,612,605 | 30-Sep-09 | | Bank of New York Mellon Corporation | 1,512,115 | 1.34 | $13,034,431 | 30-Sep-09 | | Miura Global Management, LLC | 1,500,000 | 1.33 | $12,930,000 | 30-Sep-09 | | Barclays Global Investors UK Holdings Ltd | 930,094 | .82 | $8,017,410 | 30-Sep-09 | | SHAW D.E. & CO., INC. | 765,561 | .68 | $6,599,135 | 30-Sep-09 | | WHITEBOX ADVISORS, LLC | 762,136 | .67 | $6,569,612 | 30-Sep-09 | | JP MORGAN CHASE & COMPANY | 755,245 | .67 | $6,510,211 | 30-Sep-09 | | ROYAL BANK OF SCOTLAND GROUP, PLC | 706,458 | .62 | $6,089,667 | 30-Sep-09 | | Capital World Investors | 680,000 | .60 | $5,861,600 | 30-Sep-09 |
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| Holder | Shares | % Out | Value* | Reported | | DREYFUS GREATER CHINA FUND | 1,505,800 | 1.33 | $12,979,996 | 30-Sep-09 | | Claymore ETF Tr 2-Claymore/MAC Gobal Solar Energy Index ETF | 475,218 | .42 | $4,276,962 | 31-Aug-09 | | iShares S&P Global Clean Energy Index Fund | 356,577 | .32 | $2,417,592 | 31-Oct-09 | | Powershares Exhg Traded Fd-Powershares Golden Dragon Halter | 335,947 | .30 | $3,675,260 | 31-Jul-09 | | Powershares Exgh Traded Fd Tr II-Pwrshs Global Clean Energy | 274,190 | .24 | $2,999,638 | 31-Jul-09 | | Market Vectors ETF Tr-Global Alternative Energy ETF | 167,395 | .15 | $1,888,215 | 30-Jun-09 | | PROFUNDS-VP ASIA 30 | 157,443 | .14 | $1,775,957 | 30-Jun-09 | | Guinness Atkinson Fds-Alternative Energy Fd | 113,100 | .10 | $1,275,768 | 30-Jun-09 | | Market Vectors ETF Tr-Solar Energy ETF | 70,709 | .06 | $797,597 | 30-Jun-09 | | Claymore ETF Tr-Claymore BNY BRIC ETF | 64,904 | .06 | $584,136 | 31-Aug-09 |
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Value shown is computed using the security's price on the report date given.
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