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    Liquid Holdings Group, Inc. (LIQD)

    -NasdaqGM
    0.40 Down 0.34(46.09%) Dec 24, 1:00PM EST
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    Major HoldersGet Major Holders for:
    Breakdown
    % of Shares Held by All Insider and 5% Owners:65%
    % of Shares Held by Institutional & Mutual Fund Owners:11%
    % of Float Held by Institutional & Mutual Fund Owners:31%
    Number of Institutions Holding Shares:16

    Major Direct Holders (Forms 3 & 4)
    HolderSharesReported
    VON ALLMEN DOUGLAS JN/AJul 23, 2014
    MSDC MANAGEMENT, L.P.N/AMay 20, 2014
    FERDINAND BRIANN/AMar 3, 2014
    BERNSTEIN JAY HOWARD2,089,211Jun 21, 2014
    STORMS BRIAN M2,147,413Jun 25, 2014


    Top Institutional Holders
    HolderShares% OutValue*Reported
    MSDC Management, LP6,000,0009.948,160,000Sep 30, 2014
    Evercore Wealth Management, LLC2,369,5743.933,222,620Sep 30, 2014
    Federated Investors, Inc.1,865,9113.092,537,638Sep 30, 2014
    Nomura Holdings Inc.749,2391.241,018,965Sep 30, 2014
    Perkins Capital Management, Inc.623,7501.03848,300Sep 30, 2014
    Vanguard Group, Inc. (The)314,7190.52428,017Sep 30, 2014
    Geode Capital Management, LLC252,5200.42343,427Sep 30, 2014
    CALPERS (California-Public Employees Retirement System)200,0000.33272,000Sep 30, 2014
    PNC Financial Services Group, Inc.183,4400.30249,478Sep 30, 2014
    HighTower Advisors, LLC170,3640.28231,695Sep 30, 2014

    Top Mutual Fund Holders
    HolderShares% OutValue*Reported
    Federated Kaufmann Fund4,064,0506.746,786,963Jul 31, 2014
    Vanguard Extended Market Index Fund314,7190.52428,017Sep 30, 2014
    Spartan Extended Market Index Fund243,3160.40192,219Oct 31, 2014
    iShares Micro Cap ETF94,7810.1674,876Oct 31, 2014
    Starboard Investment Tr-Goodwood SMID Cap Discovery62,3030.10104,046Aug 31, 2014
    Federated Kaufmann Fund II40,0130.0754,417Sep 30, 2014
    EQ Advisors Trust-AXA/Lord Abbett Micro Cap Port6,6530.0112,707Jun 30, 2014
    Fidelity NASDAQ Composite Index Fund5,2920.014,180Oct 31, 2014
    Spartan Total Market Index Fund3,9120.013,090Oct 31, 2014

    View Transactions for Insiders & Institutional Holders

    Value shown is computed using the security's price on the report date given.

    Currency in USD.