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Sunday, December 6, 2009, 3:12AM ET - U.S. Markets Closed. Dow  0.22% Nasdaq  0.98%

Ladenburg Thalmann Financial Services Inc. (LTS)

On Dec 4: 0.6121   0.0079 (1.27%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 45% % of Shares Held by Institutional & Mutual Fund Owners: 6% % of Float Held by Institutional & Mutual Fund Owners: 10% Number of Institutions Holding Shares: 47 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported FROST PHILLIP MD ET AL N/A 27-Nov-09 ROSENSTOCK RICHARD J 229,489 13-Nov-09 ZEITCHICK MARK N/A 13-Nov-09 LAMPEN RICHARD 470,631 30-Nov-09 KRASNO RICHARD M 215,500 18-Mar-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported ING GROEP N.V. 2,293,804 1.37 $1,651,538 30-Sep-09 VANGUARD GROUP, INC. (THE) 1,487,040 .89 $1,070,668 30-Sep-09 Barclays Global Investors UK Holdings Ltd 887,771 .53 $639,195 30-Sep-09 NORTHERN TRUST CORPORATION 698,535 .42 $377,208 30-Jun-09 ARTIS CAPITAL MANAGEMENT, LLC 376,000 .22 $270,720 30-Sep-09 Geduld, Emanuel, E. 360,000 .21 $259,200 30-Sep-09 MORGAN STANLEY 261,539 .16 $188,308 30-Sep-09 SHAW D.E. & CO., INC. 244,008 .15 $175,685 30-Sep-09 CALPERS (CALIFORNIA-PUBLIC EMPLOYEES RETIREMENT SYSTEM) 203,899 .12 $110,105 30-Jun-09 GOLDMAN SACHS GROUP INC 193,483 .12 $139,307 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported VANGUARD TOTAL STOCK MARKET INDEX FUND 877,990 .52 $474,114 30-Jun-09 VANGUARD EXTENDED MARKET INDEX FUND 317,521 .19 $171,461 30-Jun-09 VANGUARD INSTITUTIONAL INDEX-INST TOTAL STOCK MARKET IND 129,695 .08 $68,738 31-Mar-09 SPARTAN EXTENDED MARKET INDEX FUND 96,420 .06 $69,422 30-Sep-09 VANGUARD BALANCED INDEX FUND 76,300 .05 $41,202 30-Jun-09 ProShares Tr-Ultra Russell 2000 ProShares Fd 38,933 .02 $29,978 31-May-09 JNL SERIES TRUST-JNL/MELLON CAP SMALL CAP INDEX FUND 28,000 .02 $14,840 31-Mar-09 Small Cap Premium & Dividend Income Fund 14,800 .01 $7,844 31-Mar-09 QUANTITATIVE MASTER SERIES TR-EXTENDED MARKET INDEX SERI 5,581 .00 $3,013 30-Jun-09 John Hancock Trust-Total Stock Market Index Tr 4,802 .00 $2,545 31-Mar-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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