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    Maxwell Technologies, Inc. (MXWL)

    -NasdaqGS
    6.08 Down 0.12(1.86%) 10:56AM EDT - Nasdaq Real Time Price
    Major HoldersGet Major Holders for:
    Breakdown
    % of Shares Held by All Insider and 5% Owners:17%
    % of Shares Held by Institutional & Mutual Fund Owners:51%
    % of Float Held by Institutional & Mutual Fund Owners:61%
    Number of Institutions Holding Shares:101

    Major Direct Holders (Forms 3 & 4)
    HolderSharesReported
    CORTES JOSE50,335Feb 17, 2015
    ROSSI MARK189,778Feb 26, 2016
    FINK FRANZ180,000Aug 3, 2015
    JORDEN YON54,404Feb 26, 2016
    GUYETT ROBERT LN/AFeb 26, 2016


    Top Institutional Holders
    HolderShares% OutValue*Reported
    Guggenheim Capital, LLC2,934,2639.2120,950,637Dec 31, 2015
    Van den Berg Management Inc, dba Century Management1,882,4135.9113,440,428Dec 31, 2015
    Neuberger Berman Group, LLC1,852,1795.8213,224,558Dec 31, 2015
    Royce & Associates, LLC1,416,7774.4510,115,787Dec 31, 2015
    Vanguard Group, Inc. (The)961,7843.026,867,137Dec 31, 2015
    Dimensional Fund Advisors LP884,6712.786,316,550Dec 31, 2015
    Levin Capital Strategies LP822,8382.585,875,063Dec 31, 2015
    BlackRock Institutional Trust Company, N.A.578,8141.824,132,731Dec 31, 2015
    Rock Point Advisors, LLC508,3301.603,019,480Mar 31, 2016
    Invesco Ltd.441,3201.393,151,024Dec 31, 2015

    Top Mutual Fund Holders
    HolderShares% OutValue*Reported
    Guggenheim Fds Tr-Guggenheim-Mid Cap Value Fund1,187,8413.738,481,184Dec 31, 2015
    Royce Opportunity Fund1,022,2603.217,298,936Dec 31, 2015
    Guggenheim Fds Tr-Guggenheim Mid Cap Value Institutional Fun574,2911.804,100,437Dec 31, 2015
    Neuberger & Berman Intrinsic Value Fd528,8001.663,685,736Jan 31, 2016
    Vanguard Total Stock Market Index Fund521,3131.643,722,174Dec 31, 2015
    Guggenherim Var Fd Tr-Series 'V' Mid Cap Value Series)412,0101.292,941,751Dec 31, 2015
    PowerShares Exchange Traded Funds Tr-PwrShs Wilderhill Clean387,3691.222,219,624Feb 29, 2016
    Vanguard Extended Market Index Fund327,4041.032,337,664Dec 31, 2015
    Fidelity Strategic Advisors Small-Mid Cap Fund249,9000.781,431,927Feb 29, 2016
    DFA U.S. Micro Cap Series237,0140.741,651,987Jan 31, 2016

    View Transactions for Insiders & Institutional Holders

    Value shown is computed using the security's price on the report date given.

    Currency in USD.