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NovaBay Pharmaceuticals, Inc. (NBY)

On Nov 30: 1.99   0.02 (0.92%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 18% % of Shares Held by Institutional & Mutual Fund Owners: 10% % of Float Held by Institutional & Mutual Fund Owners: 12% Number of Institutions Holding Shares: 18 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported TUFTS ROBERT R. N/A 6-Oct-09 DAILLEY ANTHONY N/A 6-Oct-09 WICKS TONY D.S. N/A 14-Sep-09 HIXSON HARRY F JR 12,871 6-Oct-09 MCPHERSON T. ALEX 37,090 6-Oct-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported MFC Global Investment Management (U.S.), LLC 668,627 2.88 $1,183,469 30-Sep-09 AGF FUNDS INC 578,300 2.49 $1,023,591 30-Sep-09 Great-West Life Assurance Company 236,300 1.02 $418,251 30-Sep-09 MERRILL LYNCH & CO., INC. 219,000 .94 $387,630 30-Sep-09 Crown Capital Management 209,270 .90 $370,407 30-Sep-09 I.G. INVESTMENT MANAGEMENT, LTD 168,700 .73 $298,599 30-Sep-09 MORGAN STANLEY 67,312 .29 $119,142 30-Sep-09 CNH PARTNERS LLC 38,803 .17 $68,681 30-Sep-09 Invesco Ltd. 33,750 .15 $59,737 30-Sep-09 SPARK LP/DE 18,500 .08 $32,745 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported John Hancock Small Cap Intrinsic Value Fund 643,811 2.77 $1,139,545 30-Sep-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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