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Monday, November 30, 2009, 10:35PM ET - U.S. Markets Closed. Dow  0.34% Nasdaq  0.29%

National Coal Corp. (NCOC)

At 3:59PM ET: 0.89   0.05 (4.81%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 24% % of Shares Held by Institutional & Mutual Fund Owners: 43% % of Float Held by Institutional & Mutual Fund Owners: 57% Number of Institutions Holding Shares: 35 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported STEELHEAD NAVIGATOR FUND, L.P. 3,289,254 15-Sep-09 STEELHEAD NAVIGATOR MASTER, L.P. 5,480,012 15-Sep-09 STEELHEAD PARTNERS LLC N/A 15-Sep-09 GEOLOGIC RESOURCE PARTNERS, LLC N/A 27-Nov-09 CRESTVIEW CAPITAL MASTER LLC 3,026,212 10-Jun-08
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported SAROFIM, FAYEZ 942,500 2.74 $1,121,575 30-Jun-09 STEELHEAD PARTNERS, LLC 5,480,012 15.94 $6,740,414 30-Sep-09 Geologic Resource Partners LLC 4,801,110 13.96 $5,905,365 30-Sep-09 VANGUARD GROUP, INC. (THE) 492,889 1.43 $606,253 30-Sep-09 BRIDGEWAY CAPITAL MANAGEMENT, INC. 419,778 1.22 $516,326 30-Sep-09 DIMENSIONAL FUND ADVISORS LP 326,451 .95 $401,534 30-Sep-09 RENAISSANCE TECHNOLOGIES, LLC 281,500 .82 $346,245 30-Sep-09 TRELLUS MANAGEMENT COMPANY, LLC 279,100 .81 $343,293 30-Sep-09 NORTHERN TRUST CORPORATION 217,390 .63 $258,694 30-Jun-09 BARCLAYS PLC 181,550 .53 $223,306 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported BRIDGEWAY FDS INC-ULTRA SMALL COMPANY MARKET FD 419,778 1.22 $499,535 30-Jun-09 VANGUARD TOTAL STOCK MARKET INDEX FUND 154,603 .45 $183,977 30-Jun-09 VANGUARD EXTENDED MARKET INDEX FUND 150,364 .44 $178,933 30-Jun-09 DFA U.S. MICRO CAP SERIES 145,689 .42 $179,197 30-Apr-09 Embarcadero Small Cap Growth Fund 66,419 .19 $79,038 30-Jun-09 DFA U.S. SMALL CAP SERIES 61,920 .18 $76,161 30-Apr-09 ISHARES Russell Micro Cap (TM) Index Fund 54,011 .16 $66,433 30-Sep-09 SPARTAN EXTENDED MARKET INDEX FUND 29,899 .09 $36,775 30-Sep-09 DFA U.S. Core Equity 2 Portfolio 19,000 .06 $23,370 30-Apr-09 ProShares Tr-Ultra Russell 2000 ProShares Fd 10,011 .03 $18,320 31-May-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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