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The9 Limited (NCTY)

On Dec 7: 7.48   0.02 (0.27%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 42% % of Shares Held by Institutional & Mutual Fund Owners: 21% % of Float Held by Institutional & Mutual Fund Owners: 36% Number of Institutions Holding Shares: 33 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported No Major Direct Holder info Available for NCTY
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported MARTIN CURRIE INC 1,281,280 5.10 $9,929,920 30-Sep-09 QVT Financial LP 1,215,588 4.84 $9,420,807 30-Sep-09 CAVALRY ASSET MANAGEMENT, LP 341,031 1.36 $2,642,990 30-Sep-09 RENAISSANCE TECHNOLOGIES, LLC 323,499 1.29 $2,507,117 30-Sep-09 ChinaRock Capital Management 250,000 1.00 $1,937,500 30-Sep-09 HSBC HOLDINGS PLC 225,700 .90 $2,290,855 30-Jun-09 WELLINGTON MANAGEMENT COMPANY, LLP 210,900 .84 $1,634,475 30-Sep-09 MORGAN STANLEY 190,623 .76 $1,477,328 30-Sep-09 ACADIAN ASSET MANAGEMENT 118,326 .47 $917,026 30-Sep-09 MARTIN CURRIE INVESTMENT MANAGEMENT LIMITED 92,750 .37 $1,251,197 31-Mar-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported CHINA FUND, INC. (THE) 352,300 1.40 $3,283,436 30-Apr-09 Powershares Exhg Traded Fd-Powershares Golden Dragon Halter 79,742 .32 $693,755 31-Jul-09 Empiric Core Equity Fund 36,701 .15 $284,432 30-Sep-09 Claymore ETF Tr 2-Claymore AlphaShares China Small Cap Index 14,137 .06 $106,027 31-Aug-09 SPDR (R) Idx Shares-SPDR (R) S&P (R) China ETF 2,383 .01 $24,187 30-Jun-09 FIDELITY NASDAQ COMPOSITE INDEX FUND 1,168 .00 $9,052 30-Sep-09 BIRMIWAL OASIS FD 1,000 .00 $10,150 30-Jun-09 FIDELITY NASDAQ COMPOSITE INDEX TRACKING STOCK 786 .00 $6,091 30-Sep-09 Powershares Exhg Traded Fd-Pwrshs FTSE Nasdaq Small Cap 107 .00 $930 31-Jul-09 * Value shown is computed using the security's price on the report date given.
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