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Thursday, December 17, 2009, 11:10PM ET - U.S. Markets Closed. Dow  1.27% Nasdaq  1.22%

N-A EQ & CNV INC FD (NIE)

At 4:00PM ET: 16.38   0.14 (0.85%)

MORE ON NIE

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Major Holders Get Major Holders for:
BREAKDOWN No Breakdown info Available for NIE MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported FORSYTH DOUGLAS 20,000 18-Sep-08 STICKNEY WILLIAM 6,435 18-Sep-08
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported Claymore Advisors, LLC 610,292 2.74 $9,459,526 30-Sep-09 WELLS FARGO & COMPANY 393,223 1.76 $6,094,956 30-Sep-09 MORGAN STANLEY 385,690 1.73 $5,978,195 30-Sep-09 Newgate Capital Management LLC 256,222 1.15 $3,971,441 30-Sep-09 Advisors Asset Management, Inc. 250,740 1.12 $3,886,470 30-Sep-09 CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY 93,100 .42 $1,443,050 30-Sep-09 RBC Capital Markets Corporation 90,442 .41 $1,286,989 30-Jun-09 PARAMETRIC PORTFOLIO ASSOCIATES 57,861 .26 $896,845 30-Sep-09 UBS AG 55,527 .25 $860,668 30-Sep-09 ROTHSCHILD INVESTMENT CORPORATION 39,450 .18 $611,475 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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