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Sunday, November 29, 2009, 4:48PM ET - U.S. Markets Closed. Dow  1.48% Nasdaq  1.73%

Novavax, Inc. (NVAX)

On Nov 27: 3.00   0.11 (3.54%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 22% % of Shares Held by Institutional & Mutual Fund Owners: 32% % of Float Held by Institutional & Mutual Fund Owners: 41% Number of Institutions Holding Shares: 92 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported MODI RAJIV I. N/A 31-Mar-09 CADILA PHARMACEUTICALS LTD N/A 31-Mar-09 MONATH THOMAS P N/A 31-Jul-08 TANANBAUM JAMES B N/A 31-Jul-08 EVANS GARY C 911,056 31-Jul-08
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported Barclays Global Investors UK Holdings Ltd 4,104,533 4.39 $16,253,950 30-Sep-09 VANGUARD GROUP, INC. (THE) 2,103,006 2.25 $8,327,903 30-Sep-09 WELLINGTON MANAGEMENT COMPANY, LLP 10,883,335 11.64 $43,098,006 30-Sep-09 DIMENSIONAL FUND ADVISORS LP 1,288,468 1.38 $5,102,333 30-Sep-09 STATE STREET CORPORATION 1,149,741 1.23 $4,552,974 30-Sep-09 Ironwood Investment Management, LLC 910,361 .97 $3,605,029 30-Sep-09 MORGAN STANLEY 815,703 .87 $3,230,183 30-Sep-09 NORTHERN TRUST CORPORATION 767,051 .82 $2,515,927 30-Jun-09 Technical Financial Services LLC 692,580 .74 $2,742,616 30-Sep-09 MILLENNIUM MANAGEMENT LLC 656,204 .70 $2,598,567 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported HARTFORD CAPITAL APPRECIATION HLS FUND, INC. 6,007,000 6.43 $19,702,960 30-Jun-09 VANGUARD (R) CAPITAL VALUE FUND 1,912,200 2.05 $6,272,016 30-Jun-09 VANGUARD TOTAL STOCK MARKET INDEX FUND 954,816 1.02 $3,131,796 30-Jun-09 ISHARES RUSSELL 2000 INDEX FD 907,779 .97 $3,594,804 30-Sep-09 ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND 812,703 .87 $3,120,779 31-Oct-09 John Hancock Trust-Alpha Opportunities Trust 566,120 .61 $1,856,873 30-Jun-09 ISHARES RUSSELL 2000 GROWTH INDEX FD 475,794 .51 $1,884,144 30-Sep-09 Hartford Capital Appreciation II Fund 438,415 .47 $1,902,721 31-Jul-09 DFA U.S. MICRO CAP SERIES 420,750 .45 $1,026,630 30-Apr-09 VANGUARD EXTENDED MARKET INDEX FUND 370,895 .40 $1,216,535 30-Jun-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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