Finance Home - My Yahoo - Yahoo! - Help

Tuesday, December 1, 2009, 8:43AM ET - U.S. Markets open in 47 mins.. Dow  0.34% Nasdaq  0.00%

Novartis AG (NVS)

On Nov 30: 55.60   0.00 (0.00%)

MORE ON NVS

Quotes Summary Real-Time Options Historical Prices Charts Interactive Basic Chart Basic Tech. Analysis News & Info Headlines Financial Blogs Company Events Message Board Company Profile Key Statistics SEC Filings Competitors Industry Components Analyst Coverage Analyst Opinion Analyst Estimates Research Reports Star Analysts Ownership Major Holders Insider Transactions Insider Roster Financials Income Statement Balance Sheet Cash Flow

Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 0% % of Shares Held by Institutional & Mutual Fund Owners: 9% % of Float Held by Institutional & Mutual Fund Owners: 9% Number of Institutions Holding Shares: 559 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported No Major Direct Holder info Available for NVS
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported DODGE & COX INC 65,401,863 2.88 $3,294,945,857 30-Sep-09 PRIMECAP MANAGEMENT COMPANY 37,443,854 1.65 $1,886,421,364 30-Sep-09 Clearbridge Advisors, LLC 8,908,676 .39 $448,819,096 30-Sep-09 Tradewinds Global Investors, LLC 7,127,145 .31 $359,065,565 30-Sep-09 WELLS FARGO & COMPANY 4,616,267 .20 $232,567,531 30-Sep-09 DELAWARE MANAGEMENT BUSINESS TRUST 4,312,985 .19 $217,288,184 30-Sep-09 MANNING & NAPIER ADVISORS INC 4,224,331 .19 $212,821,795 30-Sep-09 Capital Research Global Investors 3,756,556 .17 $189,255,291 30-Sep-09 BROWN BROTHERS HARRIMAN & CO 3,715,472 .16 $187,185,479 30-Sep-09 WENTWORTH, HAUSER AND VIOLICH 3,331,018 .15 $167,816,686 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported DODGE & COX STOCK FUND 26,065,500 1.15 $1,313,179,890 30-Sep-09 DODGE & COX INTERNATIONAL STOCK FUND 20,820,000 .92 $1,048,911,600 30-Sep-09 VANGUARD/PRIMECAP FUND 18,919,765 .83 $771,737,214 30-Jun-09 DODGE & COX BALANCED FUND 7,918,300 .35 $398,923,954 30-Sep-09 VANGUARD HORIZON FUND-CAPITAL OPPORTUNITY PORTFOLIO 3,755,000 .17 $153,166,450 30-Jun-09 INCOME FUND OF AMERICA INC 3,000,000 .13 $122,370,000 30-Jun-09 Vanguard Fenway Fds-Primecap Core Fund 2,364,600 .10 $96,452,034 30-Jun-09 AMERICAN MUTUAL FUND INC 1,900,000 .08 $95,722,000 30-Sep-09 COLLEGE RETIREMENT EQUITIES FUND-STOCK ACCOUNT 1,497,703 .07 $61,091,305 30-Jun-09 Manning & Napier World Opportunities Series Fund 1,424,130 .06 $58,090,262 30-Jun-09 * Value shown is computed using the security's price on the report date given.
Add to Portfolio     Set Alert     Email to a Friend Get Major Holders for Another Symbol: Symbol Lookup • Today's SEC Filings • Mergers & Acquisitions