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Wednesday, January 6, 2010, 4:06AM ET - U.S. Markets open in 5 hours and 24 minutes. Dow Down 0.11% Nasdaq  0.00%
New York Mortgage Trust Inc. (NYMT)On Jan 5: 7.10   0.00 (0.00%)  
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Major HoldersGet Major Holders for:
BREAKDOWN
% of Shares Held by All Insider and 5% Owners: 31%
% of Shares Held by Institutional & Mutual Fund Owners: 34%
% of Float Held by Institutional & Mutual Fund Owners: 49%
Number of Institutions Holding Shares: 15

MAJOR DIRECT HOLDERS (FORMS 3 & 4)
HolderSharesReported
MUMMA STEVEN R65,34213-Jul-09
REESE NATHAN R12,00013-Jul-09
HAINEY ALAN L8,80015-Dec-09
ABREU STEVEN M7,93213-Jul-09
NORCUTT STEVEN G7,75013-Jul-09


TOP INSTITUTIONAL HOLDERS
HolderShares% OutValue*Reported
WEINTRAUB CAPITAL MANAGEMENT LLC842,0908.94$6,399,88430-Sep-09
PRICE (T.ROWE) ASSOCIATES INC752,1007.98$5,715,96030-Sep-09
WELLINGTON MANAGEMENT COMPANY, LLP1,263,13713.41$9,599,84130-Sep-09
WESTERN INVESTMENT, LLC63,500.67$482,60030-Sep-09
RENAISSANCE TECHNOLOGIES, LLC54,400.58$413,44030-Sep-09
Modern Capital Advisors, LLC52,725.56$400,71030-Sep-09
RBC Capital Markets Corporation43,125.46$327,75030-Sep-09
ClariVest Asset Management, LLC25,400.27$193,04030-Sep-09
Barclays Global Investors UK Holdings Ltd18,054.19$137,21030-Sep-09
Harvest Capital Strategies LLC10,952.12$83,23530-Sep-09

TOP MUTUAL FUND HOLDERS
HolderShares% OutValue*Reported
PRICE (T.ROWE) SMALL-CAP VALUE FUND750,0007.96$5,700,00030-Sep-09
ADVANTAGE ADVISERS MULTI-SECTOR-FUND I92,100.98$475,23630-Jun-09
ISHARES Russell Micro Cap (TM) Index Fund16,640.18$101,17131-Oct-09
QUANTITATIVE MASTER SERIES TR-EXTENDED MARKET INDEX SERI3,300.04$17,02830-Jun-09

View Transactions for Insiders & Institutional Holders
* Value shown is computed using the security's price on the report date given.


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