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Saturday, November 28, 2009, 10:59AM ET - U.S. Markets Closed. Dow  1.48% Nasdaq  1.73%

Patriot Capital Funding, Inc. (PCAP)

On Nov 27: 3.85   0.11 (2.78%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 3% % of Shares Held by Institutional & Mutual Fund Owners: 26% % of Float Held by Institutional & Mutual Fund Owners: 27% Number of Institutions Holding Shares: 45 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported BUCKANAVAGE RICHARD PAUL 312,360 3-Mar-09 HASSLER TIMOTHY WAYNE 226,244 3-Mar-09 COLUCCI MATTHEW ROBERT 143,710 3-Mar-09 ALVAREZ WILLIAM EDWIN JR 53,071 3-Mar-09 WELLS CLIFFORD LEE 37,500 23-Sep-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported Stevens Capital Management, LP 828,110 3.63 $3,378,688 30-Sep-09 American Century Companies, Inc. 619,600 2.72 $2,527,968 30-Sep-09 Confluence Investment Management, LLC 600,171 2.63 $2,448,697 30-Sep-09 Centaurus Capital LP 592,869 2.60 $2,418,905 30-Sep-09 VANGUARD GROUP, INC. (THE) 490,772 2.15 $2,002,349 30-Sep-09 AQR CAPITAL MANAGEMENT, LLC 470,848 2.06 $1,921,059 30-Sep-09 Harvest Capital Strategies LLC 457,809 2.01 $1,867,860 30-Sep-09 WELLINGTON MANAGEMENT COMPANY, LLP 422,042 1.85 $1,721,931 30-Sep-09 WOLVERINE ASSET MANAGEMENT, LLC 245,878 1.08 $1,003,182 30-Sep-09 Oxford Asset Management 141,807 .62 $578,572 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported First Trust Gallatin Specialty Finance & Financial Opportuni 600,000 2.63 $2,322,000 31-Aug-09 AMERICAN CENTURY SMALL CAP VALUE FUND 545,000 2.39 $2,223,600 30-Sep-09 VANGUARD TOTAL STOCK MARKET INDEX FUND 339,543 1.49 $580,618 30-Jun-09 MUNDER MICRO-CAP EQUITY FUND 276,787 1.21 $473,305 30-Jun-09 VANGUARD EXTENDED MARKET INDEX FUND 106,202 .47 $181,605 30-Jun-09 PRINCIPAL SMALL CAP VALUE FD I 79,511 .35 $135,963 30-Jun-09 Advanced Series Tr-AST Small Cap Value Port 62,695 .27 $107,208 30-Jun-09 TAMARACK MICRO CAP VALUE FD 50,000 .22 $85,500 30-Jun-09 ISHARES Russell Micro Cap (TM) Index Fund 41,471 .18 $169,201 30-Sep-09 Schwab Capital Trust-Schwab U.S. Fundamental Small-Mid Co In 38,200 .17 $74,490 31-Jul-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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