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Patriot National Bancorp Inc. (PNBK)

At 10:59AM ET: 1.84   0.04 (2.22%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 53% % of Shares Held by Institutional & Mutual Fund Owners: 10% % of Float Held by Institutional & Mutual Fund Owners: 21% Number of Institutions Holding Shares: 7 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported HARVEY SANDLER REVOCABLE TRUST 611,576 23-Dec-08 DECARO ANGELO 586,300 30-Oct-09 LEWIS BARRY N/A 18-Mar-09 HOWELL CHARLES F 63,050 19-Jun-09 INTRIERI MICHAEL F 50,246 17-Jun-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported WELLINGTON MANAGEMENT COMPANY, LLP 207,829 4.36 $436,440 30-Sep-09 DIMENSIONAL FUND ADVISORS LP 183,465 3.85 $385,276 30-Sep-09 FSI Group, LLC 52,763 1.11 $110,802 30-Sep-09 CALPERS (CALIFORNIA-PUBLIC EMPLOYEES RETIREMENT SYSTEM) 19,649 .41 $55,999 30-Jun-09 UBS AG 8,184 .17 $17,186 30-Sep-09 MERRILL LYNCH & CO., INC. 400 .01 $840 30-Sep-09 Financial Architects, Inc. 100 .00 $210 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported DFA U.S. SMALL CAP VALUE SERIES 78,404 1.65 $308,911 30-Apr-09 DFA U.S. MICRO CAP SERIES 15,644 .33 $61,637 30-Apr-09 DFA Tax Managed U.S. Targeted Value Port 10,431 .22 $31,293 31-Jul-09 Gamco Westwood Mighty Mites Fd 7,967 .17 $16,730 30-Sep-09 DFA TAX-MANAGED U.S. SMALL CAP PORTFOLIO 3,200 .07 $9,600 31-Jul-09 DFA U.S. SMALL CAP SERIES 3,100 .07 $12,214 30-Apr-09 DFA TAX MANAGED U.S. MARKETWIDE VALUE SERIES 2,700 .06 $10,638 30-Apr-09 DFA U.S. Targeted Value Portfolio 2,600 .05 $10,244 30-Apr-09 Principal Small Cap Value Fd II 2,600 .05 $7,410 30-Jun-09 DFA Investment Dimensions-DFA VA U.S. Targeted Value Portfol 1,800 .04 $5,400 31-Jul-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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