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    PNM Resources, Inc. (PNM)

    -NYSE
    28.05 Up 0.07(0.25%) Mar 27, 4:03PM EDT
    |After Hours : 28.05 0.00 (0.00%) Mar 27, 4:26PM EDT
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    Major HoldersGet Major Holders for:
    Breakdown
    % of Shares Held by All Insider and 5% Owners:1%
    % of Shares Held by Institutional & Mutual Fund Owners:87%
    % of Float Held by Institutional & Mutual Fund Owners:88%
    Number of Institutions Holding Shares:231

    Major Direct Holders (Forms 3 & 4)
    HolderSharesReported
    COLLAWN PATRICIA K249,350Mar 6, 2015
    ELDRED CHARLES N92,732Mar 6, 2015
    APODACA PATRICK V53,079Mar 6, 2015
    DOBSON JULIE A29,030May 15, 2014
    TALBOT RONALD E28,419Mar 6, 2015


    Top Institutional Holders
    HolderShares% OutValue*Reported
    Price (T.Rowe) Associates Inc6,949,2028.72205,904,855Dec 31, 2014
    Vanguard Group, Inc. (The)5,490,4066.89162,680,729Dec 31, 2014
    BlackRock Fund Advisors3,893,9374.89115,377,353Dec 31, 2014
    Franklin Resources, Inc3,598,8004.52106,632,444Dec 31, 2014
    AllianceBernstein, L.P.3,543,6604.45104,998,645Dec 31, 2014
    Gabelli Funds, LLC3,147,6633.9593,265,254Dec 31, 2014
    Gamco Investors Inc2,936,3003.6987,002,569Dec 31, 2014
    State Street Corporation2,836,8393.5684,055,539Dec 31, 2014
    BlackRock Institutional Trust Company, N.A.2,333,8662.9369,152,449Dec 31, 2014
    Northern Trust Corporation2,034,5862.5560,284,783Dec 31, 2014

    Top Mutual Fund Holders
    HolderShares% OutValue*Reported
    Franklin Custodian Funds-Utilities Fund3,300,0004.1497,779,000Dec 31, 2014
    Price (T.Rowe) Small Cap Stock Fund2,314,6002.9168,581,598Dec 31, 2014
    Gabelli Utilities Fund1,672,6632.1049,561,004Dec 31, 2014
    Price (T.Rowe) Small-Cap Value Fund1,642,4002.0648,664,312Dec 31, 2014
    Vanguard Small-Cap Index Fund1,391,9211.7541,242,619Dec 31, 2014
    Vanguard Total Stock Market Index Fund1,320,0181.6639,112,133Dec 31, 2014
    iShares Russell 2000 ETF1,294,0111.6239,467,335Jan 31, 2015
    EQ Advisors Trust-EQ/GAMCO Small Company Value Portfolio1,290,0001.6232,133,900Sep 30, 2014
    Gabelli Small Cap Growth Fund1,255,0001.5837,185,650Dec 31, 2014
    iShares Core S&P Midcap ETF1,203,0561.5136,693,208Jan 31, 2015

    View Transactions for Insiders & Institutional Holders

    Value shown is computed using the security's price on the report date given.

    Currency in USD.