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Tuesday, December 29, 2009, 9:48PM ET - U.S. Markets Closed. Dow  0.02% Nasdaq  0.12%

Pennantpark Investment Corp. (PNNT)

At 4:00PM ET: 9.00   0.09 (1.01%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 3% % of Shares Held by Institutional & Mutual Fund Owners: 72% % of Float Held by Institutional & Mutual Fund Owners: 74% Number of Institutions Holding Shares: 90 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported PENN ARTHUR H 162,400 25-Nov-09 KATZ SAMUEL L 81,713 20-Nov-09 PENNANTPARK INVESTMENT CORP 59,333 7-Aug-08 EFRAT AVIV 30,907 8-Dec-09 BERNSTEIN ADAM K 15,601 10-Dec-08
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported CLOUGH CAPITAL PARTNERS, LP 1,600,691 6.20 $12,981,604 30-Sep-09 Alpine Woods Capital Investors, LLC 1,232,800 4.78 $9,998,008 30-Sep-09 GOLDMAN SACHS GROUP INC 1,044,763 4.05 $8,473,027 30-Sep-09 PRICE (T.ROWE) ASSOCIATES INC 1,030,600 3.99 $8,358,166 30-Sep-09 Barclays Global Investors UK Holdings Ltd 941,657 3.65 $7,636,838 30-Sep-09 Confluence Investment Management, LLC 802,879 3.11 $6,511,348 30-Sep-09 SIGNIA CAPITAL MANAGEMENT LLC 692,084 2.68 $5,612,801 30-Sep-09 JP MORGAN CHASE & COMPANY 652,904 2.53 $5,295,051 30-Sep-09 RUSSELL (FRANK) COMPANY INC 572,932 2.22 $4,646,478 30-Sep-09 WELLINGTON MANAGEMENT COMPANY, LLP 2,827,541 10.96 $22,931,357 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported Alpine Total Dynamic Dividend Fund 1,253,300 4.86 $10,377,324 31-Jul-09 PRICE (T.ROWE) SMALL-CAP VALUE FUND 730,000 2.83 $5,920,300 30-Sep-09 Clough Global Opportunities Fund 707,590 2.74 $5,738,554 30-Sep-09 GOLDMAN SACHS SMALL CAP VALUE FUND 651,861 2.53 $4,628,213 30-Jun-09 First Trust Gallatin Specialty Finance & Financial Opportuni 610,000 2.36 $5,093,500 31-Aug-09 RUSSELL (FRANK) U.S. SMALL & MID CAP FUND 407,805 1.58 $3,152,332 31-Oct-09 AMERICAN CENTURY SMALL CAP VALUE FUND 405,000 1.57 $3,284,550 30-Sep-09 Clough Global Equity Fund 303,083 1.17 $2,458,003 30-Sep-09 HARTFORD CAPITAL APPRECIATION HLS FUND, INC. 298,000 1.15 $2,115,800 30-Jun-09 ISHARES RUSSELL 2000 INDEX FD 280,675 1.09 $2,169,617 31-Oct-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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