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Saturday, December 5, 2009, 11:37AM ET - U.S. Markets Closed. Dow  0.22% Nasdaq  0.98%

Penson Worldwide Inc (PNSN)

On Dec 4: 9.38   0.40 (4.45%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 29% % of Shares Held by Institutional & Mutual Fund Owners: 69% % of Float Held by Institutional & Mutual Fund Owners: 97% Number of Institutions Holding Shares: 97 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported ENGEMOEN FAMILY PARTNERSHIP LTD 2,572,855 11-Feb-08 ENGEMOEN INVESTMENTS LLC N/A 11-Feb-08 ENGEMOEN ROGER J JR 12,500 31-Dec-08 JOHNSON THOMAS RICHARD 16,342 29-Oct-09 PENDERGRAFT PHILIP A 80,965 30-Oct-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported PRICE (T.ROWE) ASSOCIATES INC 2,078,500 8.16 $20,244,590 30-Sep-09 Legg Mason Capital Management, Inc. 1,293,270 5.08 $12,596,449 30-Sep-09 INTEGRITY ASSET MANAGEMENT LLC 1,226,055 4.82 $11,941,775 30-Sep-09 DIMENSIONAL FUND ADVISORS LP 1,156,596 4.54 $11,265,245 30-Sep-09 FRONTIER CAPITAL MANAGEMENT COMPANY INC 875,834 3.44 $8,530,623 30-Sep-09 BLAIR (WILLIAM) & COMPANY, L.L.C. 861,010 3.38 $8,386,237 30-Sep-09 Barclays Global Investors UK Holdings Ltd 744,402 2.92 $7,250,475 30-Sep-09 OPPENHEIMER FUNDS, INC. 702,625 2.76 $6,843,567 30-Sep-09 SKYLINE ASSET MANAGEMENT 674,860 2.65 $6,573,136 30-Sep-09 VANGUARD GROUP, INC. (THE) 668,994 2.63 $6,516,001 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported PRICE (T.ROWE) SMALL CAP STOCK FUND 1,165,400 4.58 $11,350,996 30-Sep-09 LEGG MASON SPECIAL INVESTMENT TRUST, INC. 1,000,000 3.93 $9,740,000 30-Sep-09 BLAIR (WILLIAM) MUTUAL FUNDS, INC.-SMALL CAP GROWTH FUND 724,800 2.85 $7,059,552 30-Sep-09 PRICE (T.ROWE) NEW HORIZONS FUND 520,100 2.04 $5,065,774 30-Sep-09 Managers AMG Funds- Skyline Special Equity Fund 404,000 1.59 $3,934,960 30-Sep-09 DFA U.S. SMALL CAP VALUE SERIES 304,784 1.20 $3,090,509 30-Apr-09 ISHARES RUSSELL 2000 INDEX FD 287,344 1.13 $2,798,730 30-Sep-09 VANGUARD TOTAL STOCK MARKET INDEX FUND 188,960 .74 $1,691,192 30-Jun-09 Pioneer Growth Opportunities Fund 168,700 .66 $1,509,865 30-Jun-09 VANGUARD SMALL-CAP INDEX FUND 167,228 .66 $1,496,690 30-Jun-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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