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    Peregrine Pharmaceuticals, Inc. (PPHM)

    -NasdaqCM
    1.45 0.05(3.57%) Dec 26, 4:00PM EST
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    Major HoldersGet Major Holders for:
    Breakdown
    % of Shares Held by All Insider and 5% Owners:5%
    % of Shares Held by Institutional & Mutual Fund Owners:17%
    % of Float Held by Institutional & Mutual Fund Owners:18%
    Number of Institutions Holding Shares:85

    Major Direct Holders (Forms 3 & 4)
    HolderSharesReported
    KING STEVEN W173,172Oct 31, 2014
    LYTLE PAUL J101,491Apr 30, 2013
    FUSSEY SHELLEY PM84,165Oct 31, 2014


    Top Institutional Holders
    HolderShares% OutValue*Reported
    BlackRock Institutional Trust Company, N.A.6,094,2813.358,288,222Sep 30, 2014
    Vanguard Group, Inc. (The)5,063,6202.786,886,523Sep 30, 2014
    BlackRock Fund Advisors4,263,5972.345,798,491Sep 30, 2014
    State Street Corporation2,173,5301.192,956,000Sep 30, 2014
    Northern Trust Corporation1,907,5661.052,594,289Sep 30, 2014
    Geode Capital Management, LLC982,7090.541,336,484Sep 30, 2014
    Bank of New York Mellon Corporation872,0330.481,185,964Sep 30, 2014
    TIAA-CREF Investment Management, LLC742,9330.411,010,388Sep 30, 2014
    BlackRock Advisors, LLC667,8550.37908,282Sep 30, 2014
    QS Batterymarch Financial Management, Inc.547,8000.30745,008Sep 30, 2014

    Top Mutual Fund Holders
    HolderShares% OutValue*Reported
    Vanguard Total Stock Market Index Fund2,838,4891.563,860,345Sep 30, 2014
    iShares Russell 2000 ETF2,644,8291.454,231,726Oct 31, 2014
    Vanguard Extended Market Index Fund1,657,9200.912,254,771Sep 30, 2014
    iShares Russell 2000 Growth ETF1,216,5550.671,946,488Oct 31, 2014
    Spartan Extended Market Index Fund579,6020.32927,363Oct 31, 2014
    College Retirement Equities Fund-Stock Account550,0230.301,034,043Jun 30, 2014
    iShares Micro Cap ETF491,5600.27786,496Oct 31, 2014
    Blackrock Funds-Small Cap Growth Equity Portfolio437,4470.24594,927Sep 30, 2014
    Legg Mason Global Asset Mgt Tr-QS Batterymarch US Small Cap391,3000.21532,168Sep 30, 2014
    Schwab Capital Trust-Small Cap Index Fund255,1000.14385,201Jul 31, 2014

    View Transactions for Insiders & Institutional Holders

    Value shown is computed using the security's price on the report date given.

    Currency in USD.