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Prospect Capital Corporation (PSEC)

On Dec 8: 10.99   0.00 (0.00%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 3% % of Shares Held by Institutional & Mutual Fund Owners: 43% % of Float Held by Institutional & Mutual Fund Owners: 44% Number of Institutions Holding Shares: 109 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported BARRY JOHN F 795,748 19-Nov-09 ANDERSON GRAHAM 45,000 29-Sep-09 ELIASEK M GRIER 38,776 18-Nov-09 OSWALD BRIAN H 7,125 17-Feb-09 STARK EUGENE S 4,500 11-Nov-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported THORNBURG INVESTMENT MANAGEMENT INC. 3,848,964 7.01 $41,222,404 30-Sep-09 Barclays Global Investors UK Holdings Ltd 2,592,799 4.72 $27,768,877 30-Sep-09 WELLINGTON MANAGEMENT COMPANY, LLP 1,852,800 3.37 $19,843,488 30-Sep-09 VANGUARD GROUP, INC. (THE) 1,736,958 3.16 $18,602,820 30-Sep-09 OPPENHEIMER FUNDS, INC. 1,181,437 2.15 $12,653,190 30-Sep-09 STATE STREET CORPORATION 1,018,695 1.86 $10,910,223 30-Sep-09 Confluence Investment Management, LLC 874,775 1.59 $9,368,840 30-Sep-09 MORGAN STANLEY 705,528 1.28 $7,556,204 30-Sep-09 PRICE (T.ROWE) ASSOCIATES INC 520,465 .95 $5,574,180 30-Sep-09 HIGHBRIDGE CAPITAL MANAGEMENT, LLC. 500,000 .91 $5,355,000 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported THORNBURG INVESTMENT INCOME BUILDER FUND 1,131,593 2.06 $10,410,655 30-Jun-09 ISHARES RUSSELL 2000 INDEX FD 707,190 1.29 $7,574,004 30-Sep-09 First Trust Gallatin Specialty Finance & Financial Opportuni 700,827 1.28 $7,148,435 31-Aug-09 BURNHAM FINANCIAL INDUSTRIES FUND 700,000 1.27 $7,497,000 30-Sep-09 PRICE (T.ROWE) SMALL-CAP VALUE FUND 517,765 .94 $5,545,263 30-Sep-09 VANGUARD SMALL-CAP INDEX FUND 510,775 .93 $4,699,130 30-Jun-09 ISHARES RUSSELL 2000 VALUE INDEX FD 405,335 .74 $4,341,137 30-Sep-09 VANGUARD SMALL CAP VALUE INDEX FUND 333,010 .61 $3,063,692 30-Jun-09 Powershares Exhg Traded Fd-Powershares Listed Private Equity 322,595 .59 $3,232,401 31-Jul-09 VANGUARD TOTAL STOCK MARKET INDEX FUND 294,659 .54 $2,710,862 30-Jun-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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