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Rock of Ages Corp. (ROAC)

On Dec 2: 3.00   0.15 (4.76%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 20% % of Shares Held by Institutional & Mutual Fund Owners: 23% % of Float Held by Institutional & Mutual Fund Owners: 29% Number of Institutions Holding Shares: 14 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported NORTH STAR INVESTMENT MANAGEMENT CORP. 697,540 21-Oct-09 KIMBALL RICHARD C N/A 14-Sep-09 HUTCHINS PAUL HENRY 12,200 29-Feb-08 FOX JAMES L 5,000 8-Aug-08 SHEIFFER PAMELA G 5,000 26-Aug-08
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported NORTH STAR INVESTMENT MANAGEMENT CORP 692,465 9.34 $2,174,340 30-Sep-09 DIMENSIONAL FUND ADVISORS LP 311,831 4.20 $979,149 30-Sep-09 ADVISORY RESEARCH, INC. 226,354 3.05 $710,751 30-Sep-09 KENNEDY CAPITAL MANAGEMENT, INC. 192,249 2.59 $603,661 30-Sep-09 VANGUARD GROUP, INC. (THE) 111,006 1.50 $348,558 30-Sep-09 AL FRANK ASSET MANAGEMENT, INC. 78,582 1.06 $157,949 30-Jun-09 RAFFLES ASSOCIATES LP 62,324 .84 $195,697 30-Sep-09 Rock Point Advisors, LLC 25,789 .35 $80,977 30-Sep-09 NORTHERN TRUST CORPORATION 16,876 .23 $33,920 30-Jun-09 Great Oaks Capital Management, LLC 15,910 .21 $49,957 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported VANGUARD EXTENDED MARKET INDEX FUND 91,696 1.24 $184,308 30-Jun-09 DFA U.S. SMALL CAP SERIES 60,912 .82 $110,859 30-Apr-09 DFA U.S. SMALL CAP VALUE SERIES 57,681 .78 $104,979 30-Apr-09 DFA U.S. MICRO CAP SERIES 34,100 .46 $62,062 30-Apr-09 VANGUARD TOTAL STOCK MARKET INDEX FUND 17,900 .24 $35,979 30-Jun-09 DFA Tax Managed U.S. Targeted Value Port 7,450 .10 $16,315 31-Jul-09 DFA U.S. Core Equity 2 Portfolio 2,695 .04 $4,904 30-Apr-09 VANGUARD BALANCED INDEX FUND 1,410 .02 $2,834 30-Jun-09 VANTAGEPOINT MID/SMALL COMPANY INDEX FUND 1,387 .02 $2,787 30-Jun-09 VANTAGEPOINT FDS-BROAD MARKET INDEX FUND 1,387 .02 $2,787 30-Jun-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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