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Friday, December 25, 2009, 8:47PM ET - U.S. Markets Closed for Christmas. Dow  0.51% Nasdaq  0.71%

Rodman & Renshaw Capital Group, Inc. (RODM)

On Dec 24: 4.119   0.269 (6.99%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 54% % of Shares Held by Institutional & Mutual Fund Owners: 9% % of Float Held by Institutional & Mutual Fund Owners: 19% Number of Institutions Holding Shares: 23 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported LACOVARA MICHAEL 971,429 18-Nov-08 PINOU THOMAS 452,072 15-Feb-08 CHAMBERS JOHN W 299,603 15-Feb-08 HORIN DAVID J 90,752 6-Feb-09 FRIEDMAN MARK L 80,000 18-Nov-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported Visium Asset Management 1,124,914 3.18 $6,771,982 30-Sep-09 SANDLER O'NEILL ASSET MANAGEMENT LLC 730,800 2.07 $4,399,416 30-Sep-09 DIMENSIONAL FUND ADVISORS LP 209,873 .59 $1,263,435 30-Sep-09 Harvest Capital Strategies LLC 200,000 .57 $1,204,000 30-Sep-09 BOGLE INVESTMENT MANAGEMENT LP 159,510 .45 $960,250 30-Sep-09 BRIDGEWAY CAPITAL MANAGEMENT, INC. 117,800 .33 $709,156 30-Sep-09 TRANSAMERICA INVESTMENT MANAGEMENT LLC 113,100 .32 $680,862 30-Sep-09 CHILTON CAPITAL MANAGEMENT, L.P. 57,900 .16 $348,558 30-Sep-09 Technical Financial Services LLC 53,886 .15 $324,393 30-Sep-09 HIGHBRIDGE CAPITAL MANAGEMENT, LLC. 43,699 .12 $263,067 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported BRIDGEWAY FDS INC-ULTRA SMALL COMPANY MARKET FD 117,800 .33 $709,156 30-Sep-09 Unified Series Trust-Auer Growth Fd 90,000 .25 $385,200 31-Oct-09 SPARTAN EXTENDED MARKET INDEX FUND 21,810 .06 $93,346 31-Oct-09 DFA T.A. U.S. Core Equity 2 Portfolio 2,170 .01 $3,103 31-Jul-09 DFA U.S. Targeted Value Portfolio 2,000 .01 $2,860 31-Jul-09 AQR Funds-AQR Small Cap Momentum Fd 400 .00 $2,408 30-Sep-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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