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    Retail Opportunity Investments Corp. (ROIC)

    -NasdaqGS
    20.69 Up 0.32(1.57%) 4:00PM EDT
    |After Hours : 20.69 0.00 (0.00%) 4:40PM EDT
    Major HoldersGet Major Holders for:
    Breakdown
    % of Shares Held by All Insider and 5% Owners:2%
    % of Shares Held by Institutional & Mutual Fund Owners:85%
    % of Float Held by Institutional & Mutual Fund Owners:87%
    Number of Institutions Holding Shares:194

    Major Direct Holders (Forms 3 & 4)
    HolderSharesReported
    TANZ STUART A1,174,734Feb 23, 2016
    BAKER RICHARD A.249,424Feb 23, 2016
    SCHOEBEL RICHARD K.176,503Feb 23, 2016
    HAINES MICHAEL B.100,399Feb 23, 2016
    NEIBART LEE S88,989Jan 1, 2016


    Top Institutional Holders
    HolderShares% OutValue*Reported
    BlackRock Fund Advisors6,163,4916.16110,326,488Dec 31, 2015
    Lord Abbett & Co4,007,2954.0071,730,580Dec 31, 2015
    BlackRock Institutional Trust Company, N.A.3,753,9473.7567,195,651Dec 31, 2015
    AMP Capital Investors Ltd.3,702,2423.7066,270,131Dec 31, 2015
    Price (T.Rowe) Associates Inc3,370,1703.3760,326,043Dec 31, 2015
    State Street Corporation3,105,8293.1055,594,339Dec 31, 2015
    AEW Capital Management, LP2,263,1142.2645,533,855Mar 31, 2016
    CI Investments Inc.2,065,1742.0636,966,614Dec 31, 2015
    Vanguard Group, Inc. (The)14,731,46414.72263,693,205Dec 31, 2015
    Invesco Ltd.10,297,60810.29184,327,183Dec 31, 2015

    Top Mutual Fund Holders
    HolderShares% OutValue*Reported
    Vanguard Specialized-REIT Index Fund7,186,0147.18132,869,398Jan 31, 2016
    iShares Core S&P Smallcap ETF2,726,7492.7250,117,643Feb 29, 2016
    Invesco Real Estate Fund1,997,8442.0035,761,407Dec 31, 2015
    Vanguard Small-Cap Index Fund1,990,3821.9935,627,837Dec 31, 2015
    Vanguard Total Stock Market Index Fund1,955,4101.9535,001,839Dec 31, 2015
    Lord Abbett Securities Trust-Value Opportunities Fund1,942,5011.9435,916,843Jan 31, 2016
    Price (T.Rowe) Small-Cap Value Fund1,605,8001.6028,743,820Dec 31, 2015
    iShares Russell 2000 ETF1,478,7871.4827,180,103Feb 29, 2016
    Vanguard Small-Cap Growth Index Fund1,220,5841.2221,848,453Dec 31, 2015
    Lord Abbett Research Fund, Small-Cap Value Series1,208,9001.2122,110,782Nov 30, 2015

    View Transactions for Insiders & Institutional Holders

    Value shown is computed using the security's price on the report date given.

    Currency in USD.