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    S&W Seed Company (SANW)

    -NasdaqCM
    4.51 Up 0.01(0.22%) Apr 24, 4:00PM EDT
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    Major HoldersGet Major Holders for:
    Breakdown
    % of Shares Held by All Insider and 5% Owners:33%
    % of Shares Held by Institutional & Mutual Fund Owners:36%
    % of Float Held by Institutional & Mutual Fund Owners:54%
    Number of Institutions Holding Shares:32

    Major Direct Holders (Forms 3 & 4)
    HolderSharesReported
    YELLOWJACKET, LP1,139,605Jun 17, 2013
    WICKERSHAM GROVER T176,347Apr 1, 2015
    FABRE FRED G205,000Aug 20, 2014
    HARVEY MARK JAMESN/AMay 21, 2014
    GREWAL MARK S92,192Apr 1, 2015


    Top Institutional Holders
    HolderShares% OutValue*Reported
    RMB Capital Management, LLC1,101,9858.374,407,940Dec 31, 2014
    Wellington Management Company, LLP389,6762.961,558,704Dec 31, 2014
    Bard Associates Inc.340,9252.591,363,700Dec 31, 2014
    Vanguard Group, Inc. (The)318,7912.421,275,164Dec 31, 2014
    Kennedy Capital Management, Inc.301,4622.291,205,848Dec 31, 2014
    Putnam Investments LLC167,9401.28671,760Dec 31, 2014
    Fuller & Thaler Asset Management Inc.164,5001.25658,000Dec 31, 2014
    Koshinski Asset Management, Inc.158,2181.20730,967Mar 31, 2015
    Coe Capital Management, LLC151,6831.15606,732Dec 31, 2014
    Renaissance Technologies, LLC130,5980.99522,392Dec 31, 2014

    Top Mutual Fund Holders
    HolderShares% OutValue*Reported
    Vanguard Extended Market Index Fund155,5501.18622,200Dec 31, 2014
    Putnam Global Natural Resources Fund144,4121.10531,436Nov 30, 2014
    Vanguard Total Stock Market Index Fund136,0571.03544,228Dec 31, 2014
    Clearwater Small Companies Fund42,3030.32169,212Dec 31, 2014
    Spartan Extended Market Index Fund38,9970.30166,517Feb 28, 2015
    iShares Micro Cap ETF34,9600.27149,279Feb 28, 2015
    Putnam (George) Balanced Fund35,3650.27114,228Oct 31, 2014
    Vanguard Institutional Index-Inst Total Stock Market Ind27,1840.21108,736Dec 31, 2014
    Putnam Variable Trust-George Putnam Balanced Fund14,4230.1174,134Jan 31, 2015
    Putnam Research Fund4,7000.0424,158Jan 31, 2015

    View Transactions for Insiders & Institutional Holders

    Value shown is computed using the security's price on the report date given.

    Currency in USD.