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    S&W Seed Company (SANW)

    -NasdaqCM
    4.46 Down 0.01(0.22%) Aug 3, 3:59PM EDT
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    Major HoldersGet Major Holders for:
    Breakdown
    % of Shares Held by All Insider and 5% Owners:33%
    % of Shares Held by Institutional & Mutual Fund Owners:36%
    % of Float Held by Institutional & Mutual Fund Owners:54%
    Number of Institutions Holding Shares:32

    Major Direct Holders (Forms 3 & 4)
    HolderSharesReported
    WICKERSHAM GROVER T180,596Jul 1, 2015
    FABRE FRED G205,000Aug 20, 2014
    HARVEY MARK JAMESN/AMay 21, 2014
    GREWAL MARK S89,736Jul 1, 2015
    SEIDLER CHARLES B55,288Jun 15, 2015


    Top Institutional Holders
    HolderShares% OutValue*Reported
    Price, Michael F.1,294,0009.755,978,280Mar 31, 2015
    RMB Capital Management, LLC1,110,5758.375,130,856Mar 31, 2015
    Kennedy Capital Management, Inc.509,5143.842,353,954Mar 31, 2015
    Northpointe Capital LLC457,9903.452,234,991Jun 30, 2015
    Bard Associates Inc.350,0752.641,617,346Mar 31, 2015
    Vanguard Group, Inc. (The)325,0912.451,501,920Mar 31, 2015
    Cutter & Co. Brokerage, Inc.246,1001.851,200,968Jun 30, 2015
    Koshinski Asset Management, Inc.183,2481.38894,250Jun 30, 2015
    Fuller & Thaler Asset Management Inc.164,5001.24759,990Mar 31, 2015
    Coe Capital Management, LLC146,0731.10674,857Mar 31, 2015

    Top Mutual Fund Holders
    HolderShares% OutValue*Reported
    Vanguard Extended Market Index Fund155,5501.17718,641Mar 31, 2015
    Vanguard Total Stock Market Index Fund138,0571.04637,823Mar 31, 2015
    Clearwater Small Companies Fund71,3760.54329,757Mar 31, 2015
    Putnam Global Natural Resources Fund61,1120.46260,948Feb 28, 2015
    Spartan Extended Market Index Fund38,9970.29175,096May 31, 2015
    iShares Micro Cap ETF33,9240.26152,318May 31, 2015
    Vanguard Institutional Index-Inst Total Stock Market Ind27,1840.20125,590Mar 31, 2015
    Fidelity NASDAQ Composite Index Fund3,2470.0214,579May 31, 2015
    EQ Advisors Trust-AXA/Lord Abbett Micro Cap Port1,7600.018,131Mar 31, 2015
    Hartford Global Real Asset Fund1,0000.015,140Jan 31, 2015

    View Transactions for Insiders & Institutional Holders

    Value shown is computed using the security's price on the report date given.

    Currency in USD.