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Saturday, December 5, 2009, 3:41AM ET - U.S. Markets Closed. Dow  0.22% Nasdaq  0.98%

Siebert Financial Corp. (SIEB)

On Dec 4: 2.36   0.02 (0.84%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 90% % of Shares Held by Institutional & Mutual Fund Owners: 2% % of Float Held by Institutional & Mutual Fund Owners: 21% Number of Institutions Holding Shares: 16 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported DIMENSIONAL FUND ADVISORS LP 174,657 .79 $410,443 30-Sep-09 NORTHERN TRUST CORPORATION 66,137 .30 $107,803 30-Jun-09 COLORADO PUBLIC EMPLOYEES RETIREMENT ASSN (PERA) 53,600 .24 $125,960 30-Sep-09 Barclays Global Investors UK Holdings Ltd 50,036 .23 $117,584 30-Sep-09 CALPERS (CALIFORNIA-PUBLIC EMPLOYEES RETIREMENT SYSTEM) 44,300 .20 $72,209 30-Jun-09 RENAISSANCE TECHNOLOGIES, LLC 30,800 .14 $72,380 30-Sep-09 Bank of New York Mellon Corporation 22,669 .10 $53,272 30-Sep-09 GEODE CAPITAL MANAGEMENT, LLC 12,435 .06 $29,222 30-Sep-09 Blackrock Investment Management LLC 3,300 .01 $7,755 30-Sep-09 SCHWAB (CHARLES) INVESTMENT MANAGEMENT, INC. 2,900 .01 $6,815 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported DFA U.S. SMALL CAP VALUE SERIES 51,159 .23 $74,180 30-Apr-09 DFA U.S. MICRO CAP SERIES 12,841 .06 $18,619 30-Apr-09 DFA U.S. Vector Equity Portfolio 9,393 .04 $13,619 30-Apr-09 DFA U.S. Core Equity 2 Portfolio 8,302 .04 $12,037 30-Apr-09 SPARTAN EXTENDED MARKET INDEX FUND 7,668 .03 $18,019 30-Sep-09 DFA TAX-MANAGED U.S. SMALL CAP PORTFOLIO 7,500 .03 $15,375 31-Jul-09 DFA U.S. Core Equity 1 Portfolio 3,562 .02 $5,164 30-Apr-09 QUANTITATIVE MASTER SERIES TR-EXTENDED MARKET INDEX SERI 3,300 .01 $5,379 30-Jun-09 SCHWAB CAPITAL TRUST-TOTAL STOCK MARKET INDEX FUND 2,900 .01 $4,205 30-Apr-09 SPARTAN TOTAL MARKET INDEX FUND 2,700 .01 $6,345 30-Sep-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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