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Sunday, November 29, 2009, 3:56PM ET - U.S. Markets Closed. Dow  1.48% Nasdaq  1.73%

Smith Micro Software Inc. (SMSI)

On Nov 27: 6.51   0.21 (3.12%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 11% % of Shares Held by Institutional & Mutual Fund Owners: 60% % of Float Held by Institutional & Mutual Fund Owners: 67% Number of Institutions Holding Shares: 128 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported SMITH WILLIAM W JR 480,000 3-Jun-09 THE WILLIAM W. SMITH, JR. REVOCABLE TRUST 2,236,115 3-Jun-09 SCHMIDT ANDREW C 180,000 7-Aug-09 KAHN JONATHAN 145,000 28-Aug-09 ELLIOTT ROBERT 138,267 16-Mar-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported Barclays Global Investors UK Holdings Ltd 2,118,412 6.35 $26,183,572 30-Sep-09 NORTHPOINTE CAPITAL LLC 1,593,998 4.78 $19,701,815 30-Sep-09 FMR LLC 1,487,057 4.46 $18,380,024 30-Sep-09 VANGUARD GROUP, INC. (THE) 1,376,126 4.12 $17,008,917 30-Sep-09 DELAWARE MANAGEMENT BUSINESS TRUST 982,737 2.95 $12,146,629 30-Sep-09 DIMENSIONAL FUND ADVISORS LP 887,043 2.66 $10,963,851 30-Sep-09 STATE STREET CORPORATION 615,669 1.85 $7,609,668 30-Sep-09 American Century Companies, Inc. 579,105 1.74 $7,157,737 30-Sep-09 WELLS FARGO & COMPANY 522,646 1.57 $6,459,904 30-Sep-09 ROXBURY CAPITAL MANAGEMENT 462,040 1.38 $5,710,814 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported FIDELITY SELECT PORTFOLIOS - TECHNOLOGY 571,082 1.71 $7,058,573 30-Sep-09 AMERICAN CENTURY NEW OPPORTUNITIES II FUND 449,977 1.35 $5,561,715 30-Sep-09 ISHARES RUSSELL 2000 INDEX FD 417,148 1.25 $5,155,949 30-Sep-09 ISHARES S&P SMALLCAP 600 INDEX FD 375,359 1.13 $3,408,259 31-Oct-09 VANGUARD TOTAL STOCK MARKET INDEX FUND 355,141 1.06 $3,480,381 30-Jun-09 VANGUARD SMALL-CAP INDEX FUND 342,291 1.03 $3,354,451 30-Jun-09 PERRITT MICROCAP OPPORTUNITIES FUND 325,000 .97 $4,017,000 30-Sep-09 EVERGREEN GROWTH FUND 319,100 .96 $3,127,180 30-Jun-09 MARSHALL SMALL-CAP GROWTH FUND 245,200 .73 $2,226,416 31-Oct-09 IShares S&P Small Cap 600 Growth Index Fund 219,866 .66 $1,996,383 31-Oct-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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