| TOP INSTITUTIONAL HOLDERS |
| Holder | Shares | % Out | Value* | Reported | | Invesco Ltd. | 3,949,694 | 5.67 | $18,998,028 | 30-Sep-09 | | SOROS FUND MANAGEMENT LLC | 1,972,100 | 2.83 | $9,485,801 | 30-Sep-09 | | GeoSphere Capital Management LLC | 1,800,000 | 2.58 | $8,658,000 | 30-Sep-09 | | DKR Oasis Management Company L.P. | 1,516,859 | 2.18 | $7,296,091 | 30-Sep-09 | | Crestwood Capital Management, L.P. | 850,000 | 1.22 | $4,088,500 | 30-Sep-09 | | Credit Suisse/ | 779,298 | 1.12 | $3,748,423 | 30-Sep-09 | | Credit Suisse | 779,298 | 1.12 | $3,748,423 | 30-Sep-09 | | Moon Capital Management LP | 746,531 | 1.07 | $3,590,814 | 30-Sep-09 | | Claymore Advisors, LLC | 694,947 | 1.00 | $3,342,695 | 30-Sep-09 | | GUINNESS ATKINSON ASSET MANAGEMENT, LLC | 667,700 | .96 | $3,211,637 | 30-Sep-09 |
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| Holder | Shares | % Out | Value* | Reported | | Powershares Exhg Traded Fd Tr-POWERSHARES WILDERHILL CLEAN E | 3,203,339 | 4.60 | $17,458,197 | 31-Jul-09 | | Claymore ETF Tr 2-Claymore/MAC Gobal Solar Energy Index ETF | 668,154 | .96 | $3,761,707 | 31-Aug-09 | | GUINNESS ATKINSON FDS-CHINA & HONG KONG FD | 510,800 | .73 | $2,875,804 | 30-Jun-09 | | Guinness Atkinson Fds-Alternative Energy Fd | 275,900 | .40 | $1,553,317 | 30-Jun-09 | | Powershares Exhg Traded Fd-Powershares Golden Dragon Halter | 201,326 | .29 | $1,097,226 | 31-Jul-09 | | Market Vectors ETF Tr-Solar Energy ETF | 75,028 | .11 | $422,407 | 30-Jun-09 | | First Tr Exchange Traded Fd-First Tr ISE Chindia Index Fund | 73,764 | .11 | $415,291 | 30-Jun-09 | | First Trust Nasdaq (R) Clean Edge (R) Green Energy Index Fun | 29,381 | .04 | $165,415 | 30-Jun-09 | | PUTNAM ASSET ALLOCATION FUNDS-GROWTH PORTFOLIO | 9,000 | .01 | $50,670 | 30-Jun-09 | | PUTNAM ASSET ALLOCATION FUNDS-BALANCED PORTFOLIO | 7,900 | .01 | $44,477 | 30-Jun-09 |
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Value shown is computed using the security's price on the report date given.
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