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    Spherix Incorporated (SPEX)

    -NasdaqCM
    1.13 Down 0.04(3.42%) Dec 19, 4:00PM EST
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    Major HoldersGet Major Holders for:
    Breakdown
    % of Shares Held by All Insider and 5% Owners:23%
    % of Shares Held by Institutional & Mutual Fund Owners:2%
    % of Float Held by Institutional & Mutual Fund Owners:3%
    Number of Institutions Holding Shares:15

    Major Direct Holders (Forms 3 & 4)
    HolderSharesReported
    ROCKSTAR CONSORTIUM US LP176,991Jul 24, 2013
    HAYES ANTHONY29,581Jun 9, 2014
    KESNER HARVEY J13,700Apr 3, 2014
    LODDER ROBERT A1,000Dec 31, 2012
    CLAYTON ROBERT1,000Dec 31, 2012


    Top Institutional Holders
    HolderShares% OutValue*Reported
    Vanguard Group, Inc. (The)313,4911.10489,045Sep 30, 2014
    KCG Holdings, Inc.191,2400.67298,334Sep 30, 2014
    Goldman Sachs Group, Inc.185,2030.65288,916Sep 30, 2014
    National Planning Corporation140,0000.49218,400Sep 30, 2014
    Schonfeld Group Holdings LLC137,5000.48214,500Sep 30, 2014
    Northern Trust Corporation52,8360.1882,424Sep 30, 2014
    Citadel Advisors LLC34,5950.1253,968Sep 30, 2014
    Plancorp, LLC20,0000.0731,200Sep 30, 2014
    BlackRock Fund Advisors17,2480.0626,906Sep 30, 2014
    Geode Capital Management, LLC11,0550.0417,245Sep 30, 2014

    Top Mutual Fund Holders
    HolderShares% OutValue*Reported
    Vanguard Total Stock Market Index Fund228,6260.80356,656Sep 30, 2014
    Spartan Extended Market Index Fund91,2480.32112,235Oct 31, 2014
    iShares Micro Cap ETF85,1560.30104,741Oct 31, 2014
    Vanguard Extended Market Index Fund84,6520.30132,057Sep 30, 2014
    EQ Advisors Trust-AXA/Lord Abbett Micro Cap Port2,7270.014,881Jun 30, 2014
    Spartan Total Market Index Fund110.0013Oct 31, 2014

    View Transactions for Insiders & Institutional Holders

    Value shown is computed using the security's price on the report date given.

    Currency in USD.