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SWS Group, Inc. (SWS)

-NYSE
7.11 Up 0.08(1.14%) 4:02PM EDT
Major HoldersGet Major Holders for:
Breakdown
% of Shares Held by All Insider and 5% Owners:8%
% of Shares Held by Institutional & Mutual Fund Owners:69%
% of Float Held by Institutional & Mutual Fund Owners:74%
Number of Institutions Holding Shares:116

Major Direct Holders (Forms 3 & 4)
HolderSharesReported
BUCHHOLZ ROBERT A350,683Nov 14, 2013
ROSS JAMES H290,995Aug 25, 2014
LITTON RICHARD H164,474Aug 20, 2014
LELAND DANIEL100,910Aug 21, 2014
HOLDGES STACY M73,198Aug 21, 2013


Top Institutional Holders
HolderShares% OutValue*Reported
Highland Capital Management LP3,168,3079.5323,065,274Jun 30, 2014
BlackRock Fund Advisors1,596,3584.8011,621,486Jun 30, 2014
Hilltop Holdings Inc.1,475,3874.4410,740,817Jun 30, 2014
BlackRock Institutional Trust Company, N.A.1,021,3483.077,435,413Jun 30, 2014
Vanguard Group, Inc. (The)1,019,8233.077,424,311Jun 30, 2014
Dimensional Fund Advisors LP765,6472.305,573,910Jun 30, 2014
First Eagle Investment Management, LLC730,2002.205,315,856Jun 30, 2014
Gabelli Funds, LLC671,6772.024,889,808Jun 30, 2014
Perritt Capital Management, Inc.595,7471.794,337,038Jun 30, 2014
Longfellow Investment Management Co. LLC585,5341.764,262,687Jun 30, 2014

Top Mutual Fund Holders
HolderShares% OutValue*Reported
iShares Core S&P Smallcap ETF594,8931.794,330,821Jun 30, 2014
NexPoint Credit Strategies Fund571,7121.724,276,405Mar 31, 2014
Touchstone Funds Group Tr-Touchstone Merger Arbitrage Fd556,3541.674,050,257Jun 30, 2014
Perritt Microcap Opportunities Fund542,2471.634,056,007Mar 31, 2014
iShares Russell 2000 ETF437,2941.323,183,500Jun 30, 2014
Vanguard Total Stock Market Index Fund428,4831.293,205,052Mar 31, 2014
EQ Advisors Trust-EQ/GAMCO Small Company Value Portfolio430,0001.293,216,400Mar 31, 2014
Gabelli Small Cap Growth Fund430,0001.293,130,400Jun 30, 2014
Burnham Financial Services Fund380,0001.142,728,400May 31, 2014
Teton Westwood Mighty Mites Fd355,6761.072,589,321Jun 30, 2014

View Transactions for Insiders & Institutional Holders

Value shown is computed using the security's price on the report date given.

Currency in USD.