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 Dow Down0.02% Nasdaq Down0.04%

SWS Group, Inc. (SWS)

-NYSE
7.21 Down 0.03(0.41%) 4:00PM EDT
Major HoldersGet Major Holders for:
Breakdown
% of Shares Held by All Insider and 5% Owners:8%
% of Shares Held by Institutional & Mutual Fund Owners:69%
% of Float Held by Institutional & Mutual Fund Owners:74%
Number of Institutions Holding Shares:116

Major Direct Holders (Forms 3 & 4)
HolderSharesReported
BUCHHOLZ ROBERT A350,683Nov 14, 2013
ROSS JAMES H255,036Aug 26, 2013
LITTON RICHARD H111,527Aug 21, 2013
LELAND DANIEL104,176Aug 21, 2013
HOLDGES STACY M73,198Aug 21, 2013


Top Institutional Holders
HolderShares% OutValue*Reported
Highland Capital Management LP2,564,7867.7619,184,599Mar 31, 2014
BlackRock Fund Advisors1,671,1755.0512,500,389Mar 31, 2014
Hilltop Holdings Inc.1,475,3874.4611,035,894Mar 31, 2014
BlackRock Institutional Trust Company, N.A.1,032,2183.127,720,990Mar 31, 2014
Vanguard Group, Inc. (The)937,5192.847,012,642Mar 31, 2014
River Road Asset Management, LLC900,6652.726,736,974Mar 31, 2014
Dimensional Fund Advisors LP784,9712.375,871,583Mar 31, 2014
Gabelli Funds, LLC641,6771.944,799,743Mar 31, 2014
Perritt Capital Management, Inc.599,4471.814,483,863Mar 31, 2014
Havens Advisors LLC578,6001.754,212,208Jun 30, 2014

Top Mutual Fund Holders
HolderShares% OutValue*Reported
iShares Core S&P Smallcap ETF598,7221.814,478,440Mar 31, 2014
NexPoint Credit Strategies Fund571,7121.734,276,405Mar 31, 2014
Perritt Microcap Opportunities Fund542,2471.644,056,007Mar 31, 2014
iShares Russell 2000 ETF501,7771.523,753,291Mar 31, 2014
Vanguard Total Stock Market Index Fund428,4831.303,205,052Mar 31, 2014
Gabelli Small Cap Growth Fund430,0001.303,216,400Mar 31, 2014
EQ Advisors Trust-EQ/GAMCO Small Company Value Portfolio430,0001.303,216,400Mar 31, 2014
Burnham Financial Services Fund380,0001.152,842,400Mar 31, 2014
Teton Westwood Mighty Mites Fd355,6761.082,589,321Jun 30, 2014
Columbia Fds Var Ser Tr II-Var Port-Partners Small Cap Value298,0200.902,229,189Mar 31, 2014

View Transactions for Insiders & Institutional Holders

Value shown is computed using the security's price on the report date given.

Currency in USD.