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    SWS Group, Inc. (SWS)

    -NYSE
    6.91 Up 0.05(0.73%) Dec 26, 4:07PM EST
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    Major HoldersGet Major Holders for:
    Breakdown
    % of Shares Held by All Insider and 5% Owners:7%
    % of Shares Held by Institutional & Mutual Fund Owners:73%
    % of Float Held by Institutional & Mutual Fund Owners:79%
    Number of Institutions Holding Shares:119

    Major Direct Holders (Forms 3 & 4)
    HolderSharesReported
    FORD GERALD J19,925Oct 2, 2014
    HILLTOP HOLDINGS INC.10,171,039Oct 2, 2014
    OHCP MGP III, LTD.N/ASep 26, 2014
    BUCHHOLZ ROBERT A350,683Nov 14, 2013
    ROSS JAMES H290,995Aug 25, 2014


    Top Institutional Holders
    HolderShares% OutValue*Reported
    Highland Capital Management LP3,268,3076.7422,518,635Sep 30, 2014
    Ancora Advisors, LLC2,200,2494.5415,159,715Sep 30, 2014
    Hilltop Holdings Inc.1,475,3873.0410,165,416Sep 30, 2014
    BlackRock Fund Advisors1,366,3622.829,414,234Sep 30, 2014
    Vanguard Group, Inc. (The)1,034,4762.137,127,539Sep 30, 2014
    BlackRock Institutional Trust Company, N.A.986,7052.046,798,397Sep 30, 2014
    Oak Hill Capital Management, LLC6,535,70113.4945,030,979Sep 30, 2014
    Dimensional Fund Advisors LP757,3131.565,217,886Sep 30, 2014
    Gabelli Funds, LLC675,9771.404,657,481Sep 30, 2014
    Perritt Capital Management, Inc.594,9471.234,099,184Sep 30, 2014

    Top Mutual Fund Holders
    HolderShares% OutValue*Reported
    NexPoint Credit Strategies Fund1,175,2332.438,555,696Jun 30, 2014
    Touchstone Funds Group Tr-Touchstone Merger Arbitrage Fd556,3541.154,050,257Jun 30, 2014
    Perritt Microcap Opportunities Fund542,2471.123,736,081Sep 30, 2014
    iShares Core S&P Smallcap ETF472,6160.983,492,632Oct 31, 2014
    Vanguard Total Stock Market Index Fund468,4220.973,227,427Sep 30, 2014
    iShares Russell 2000 ETF440,9570.913,258,672Oct 31, 2014
    EQ Advisors Trust-EQ/GAMCO Small Company Value Portfolio430,0000.893,130,400Jun 30, 2014
    Gabelli Small Cap Growth Fund424,0000.882,921,360Sep 30, 2014
    Arbitrage Fund325,3020.672,430,005Aug 31, 2014
    Teton Westwood Mighty Mites Fd307,8760.642,121,265Sep 30, 2014

    View Transactions for Insiders & Institutional Holders

    Value shown is computed using the security's price on the report date given.

    Currency in USD.