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TICC Capital Corp. (TICC)

On Jan 5: 6.07   0.00 (0.00%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 10% % of Shares Held by Institutional & Mutual Fund Owners: 31% % of Float Held by Institutional & Mutual Fund Owners: 34% Number of Institutions Holding Shares: 65 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported COHEN JONATHAN H 288,737 21-Nov-08 ROYCE CHARLES M 156,136 13-Jun-08 ROSENTHAL SAUL B 87,291 12-Nov-08 OBRIEN G PETER 40,317 13-Jun-08 CONROY PATRICK 21,978 12-Nov-08
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported Barclays Global Investors UK Holdings Ltd 1,025,467 3.83 $5,168,353 30-Sep-09 VANGUARD GROUP, INC. (THE) 600,716 2.25 $3,027,608 30-Sep-09 WELLINGTON MANAGEMENT COMPANY, LLP 576,834 2.16 $2,907,243 30-Sep-09 Harvest Capital Strategies LLC 487,783 1.82 $2,458,426 30-Sep-09 Confluence Investment Management, LLC 475,485 1.78 $2,396,444 30-Sep-09 CARRET ASSET MANAGEMENT 462,596 1.73 $2,331,483 30-Sep-09 ACADIAN ASSET MANAGEMENT 446,300 1.67 $2,249,352 30-Sep-09 STATE STREET CORPORATION 435,737 1.63 $2,196,114 30-Sep-09 GRANTHAM MAYO VAN OTTERLOO & COMPANY 352,500 1.32 $1,776,600 30-Sep-09 Sanders Morris Harris Group Inc. 267,385 1.00 $1,347,620 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported First Trust Gallatin Specialty Finance & Financial Opportuni 475,485 1.78 $2,429,728 31-Aug-09 ISHARES RUSSELL 2000 INDEX FD 354,530 1.33 $1,744,287 31-Oct-09 VANGUARD TOTAL STOCK MARKET INDEX FUND 320,726 1.20 $1,414,401 30-Jun-09 Powershares Exhg Traded Fd-Powershares Listed Private Equity 218,890 .82 $1,048,483 31-Jul-09 ISHARES RUSSELL 2000 VALUE INDEX FD 213,127 .80 $1,048,584 31-Oct-09 First Opportunity Fund 139,172 .52 $613,748 30-Jun-09 COLLEGE RETIREMENT EQUITIES FUND-STOCK ACCOUNT 115,333 .43 $508,618 30-Jun-09 VANGUARD EXTENDED MARKET INDEX FUND 103,834 .39 $457,907 30-Jun-09 BRIDGEWAY FDS INC-ULTRA SMALL COMPANY MARKET FD 82,300 .31 $414,792 30-Sep-09 ISHARES Russell Micro Cap (TM) Index Fund 50,193 .19 $246,949 31-Oct-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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