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Friday, December 4, 2009, 6:01PM ET - U.S. Markets Closed. Dow  0.22% Nasdaq  0.98%

Harris & Harris Group, Inc. (TINY)

At 4:00PM ET: 4.32   0.17 (4.10%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 4% % of Shares Held by Institutional & Mutual Fund Owners: 27% % of Float Held by Institutional & Mutual Fund Owners: 28% Number of Institutions Holding Shares: 74 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported RAMSEY CHARLES E 48,109 12-Nov-09 HARRIS CHARLES E/NY 45,266 12-Nov-08 BROWNE G MORGAN 40,000 12-Nov-09 FLETCHER DUGALD A 35,760 12-Nov-09 BARDIN C WAYNE 35,578 12-Nov-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported DIMENSIONAL FUND ADVISORS LP 1,276,280 4.14 $7,976,750 30-Sep-09 Barclays Global Investors UK Holdings Ltd 1,081,386 3.50 $6,758,662 30-Sep-09 Invesco Ltd. 621,262 2.01 $3,882,887 30-Sep-09 SHUFRO, ROSE & CO., LLC 590,600 1.91 $3,691,250 30-Sep-09 VANGUARD GROUP, INC. (THE) 562,240 1.82 $3,514,000 30-Sep-09 STATE STREET CORPORATION 470,623 1.53 $2,941,393 30-Sep-09 ESSEX INVESTMENT MANAGEMENT CO INC 388,223 1.26 $2,426,393 30-Sep-09 PUTNAM INVESTMENT MANAGEMENT, LLC 339,688 1.10 $2,123,050 30-Sep-09 GAGNON SECURITIES, LLC 311,813 1.01 $1,948,831 30-Sep-09 NORTHERN TRUST CORPORATION 237,481 .77 $1,384,514 30-Jun-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported JOHN HANCOCK SMALL CAP EQUITY FUND 464,971 1.51 $1,994,725 31-Oct-09 Powershares Exgh Traded Fd Tr-Powershares Lux Nanotech Port 399,528 1.29 $2,588,941 31-Jul-09 ISHARES RUSSELL 2000 INDEX FD 378,322 1.23 $2,364,512 30-Sep-09 VANGUARD TOTAL STOCK MARKET INDEX FUND 318,417 1.03 $1,856,371 30-Jun-09 DFA U.S. SMALL CAP VALUE SERIES 269,528 .87 $1,304,515 30-Apr-09 Powershares Exhg Traded Fd-Powershares Listed Private Equity 243,741 .79 $1,579,441 31-Jul-09 ISHARES RUSSELL 2000 VALUE INDEX FD 217,285 .70 $1,358,031 30-Sep-09 VANGUARD VARIABLE INSURANCE FUND-SMALL COMPANY GROWTH 197,150 .64 $1,149,384 30-Jun-09 VANGUARD EXTENDED MARKET INDEX FUND 188,350 .61 $1,098,080 30-Jun-09 DFA Tax Managed U.S. Targeted Value Port 152,503 .49 $988,219 31-Jul-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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