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Tompkins Financial Corporation. (TMP)

On Nov 30: 39.90   0.00 (0.00%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 15% % of Shares Held by Institutional & Mutual Fund Owners: 41% % of Float Held by Institutional & Mutual Fund Owners: 48% Number of Institutions Holding Shares: 103 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported HARDIE JAMES R 66,000 28-Nov-08 ACHZET RUSSELL K N/A 19-Aug-09 FULMER JAMES W 43,790 29-May-09 UPDIKE LAWRENCE A 17,637 6-Feb-08 ALEXANDER JOHN E 17,272 25-Feb-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported Tompkins Financial Corp 765,336 7.87 $33,445,183 30-Sep-09 Barclays Global Investors UK Holdings Ltd 600,184 6.17 $26,228,040 30-Sep-09 VANGUARD GROUP, INC. (THE) 329,990 3.39 $14,420,563 30-Sep-09 DIMENSIONAL FUND ADVISORS LP 201,674 2.07 $8,813,153 30-Sep-09 STATE STREET CORPORATION 172,050 1.77 $7,518,585 30-Sep-09 WRIGHT INVESTORS' SERVICE 169,391 1.74 $7,402,386 30-Sep-09 ROTHSCHILD ASSET MANAGEMENT INC 156,975 1.61 $6,859,807 30-Sep-09 PRINCIPAL FINANCIAL GROUP, INC. 110,495 1.14 $4,828,631 30-Sep-09 OPPENHEIMER FUNDS, INC. 93,900 .97 $4,103,430 30-Sep-09 NORTHERN TRUST CORPORATION 82,211 .85 $3,942,017 30-Jun-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported ISHARES RUSSELL 2000 INDEX FD 121,239 1.25 $5,298,144 30-Sep-09 ISHARES S&P SMALLCAP 600 INDEX FD 90,601 .93 $3,929,365 31-Oct-09 VANGUARD SMALL-CAP INDEX FUND 82,992 .85 $3,979,466 30-Jun-09 DFA U.S. MICRO CAP SERIES 82,112 .84 $3,461,020 30-Apr-09 VANGUARD SMALL CAP VALUE INDEX FUND 53,851 .55 $2,582,155 30-Jun-09 COLLEGE RETIREMENT EQUITIES FUND-STOCK ACCOUNT 49,944 .51 $2,394,814 30-Jun-09 VANGUARD TOTAL STOCK MARKET INDEX FUND 45,975 .47 $2,204,501 30-Jun-09 IShares S&P Smallcap 600 Value Index Fund 45,125 .46 $1,957,071 31-Oct-09 ISHARES RUSSELL 2000 VALUE INDEX FD 43,390 .45 $1,896,143 30-Sep-09 VANGUARD STRATEGIC EQUITY FUND 42,569 .44 $2,041,183 30-Jun-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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