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Tower Financial Corporation (TOFC)

At 3:18PM ET: 4.40   0.08 (1.85%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 30% % of Shares Held by Institutional & Mutual Fund Owners: 19% % of Float Held by Institutional & Mutual Fund Owners: 27% Number of Institutions Holding Shares: 10 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported HENRY JEROME F JR 301,238 31-Dec-08 BUSSE KEITH E 238,100 18-Nov-09 TIPPMAN JOHN V SR 162,489 23-Feb-09 RUFFOLO JOSEPH D 35,135 21-Apr-08 SCHENKEL DONALD F 34,640 10-Sep-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported MONARCH CAPITAL MANAGEMENT INC. 179,139 4.38 $824,039 30-Sep-09 TOWER BANK & TRUST COMPANY 158,270 3.87 $728,042 30-Sep-09 WELLINGTON MANAGEMENT COMPANY, LLP 113,730 2.78 $523,158 30-Sep-09 DIMENSIONAL FUND ADVISORS LP 53,439 1.31 $245,819 30-Sep-09 Macatawa Bank 39,086 .96 $179,795 30-Sep-09 WELLS FARGO & COMPANY 19,101 .47 $87,864 30-Sep-09 UBS AG 5,188 .13 $23,864 30-Sep-09 BESSEMER GROUP, INCORPORATED 1,000 .02 $4,600 30-Sep-09 RBC Capital Markets Corporation 400 .01 $2,400 30-Jun-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported DFA U.S. SMALL CAP VALUE SERIES 26,009 .64 $136,547 30-Apr-09 DFA U.S. MICRO CAP SERIES 6,650 .16 $34,912 30-Apr-09 EQ Advisors Trust-EQ/AXA Rosenberg Value Long/Short Equity P 4,798 .12 $28,788 30-Jun-09 DFA Tax Managed U.S. Targeted Value Port 2,779 .07 $13,644 31-Jul-09 DFA U.S. SMALL CAP SERIES 2,600 .06 $13,650 30-Apr-09 DFA U.S. Core Equity 2 Portfolio 1,125 .03 $5,906 30-Apr-09 DFA U.S. Vector Equity Portfolio 1,049 .03 $5,507 30-Apr-09 DFA U.S. Core Equity 1 Portfolio 350 .01 $1,837 30-Apr-09 VANGUARD EXTENDED MARKET INDEX FUND 100 .00 $600 30-Jun-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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