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Top Ships Inc. (TOPS)

On Nov 30: 1.07   0.00 (0.00%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 27% % of Shares Held by Institutional & Mutual Fund Owners: 16% % of Float Held by Institutional & Mutual Fund Owners: 22% Number of Institutions Holding Shares: 14 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported No Major Direct Holder info Available for TOPS
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported QVT Financial LP 2,682,774 8.97 $3,299,812 30-Sep-09 DEUTSCHE BANK AKTIENGESELLSCHAFT 1,203,484 4.02 $1,480,285 30-Sep-09 RENAISSANCE TECHNOLOGIES, LLC 360,411 1.21 $443,305 30-Sep-09 Credit Suisse/ 333,333 1.11 $409,999 30-Sep-09 Credit Suisse 333,333 1.11 $409,999 30-Sep-09 TRELLUS MANAGEMENT COMPANY, LLC 120,000 .40 $147,600 30-Sep-09 Timber Hill LLC 48,055 .16 $59,107 30-Sep-09 SCHWAB (CHARLES) INVESTMENT MANAGEMENT, INC. 20,300 .07 $24,969 30-Sep-09 Invesco Ltd. 19,138 .06 $23,539 30-Sep-09 UBS AG 1,318 .00 $1,621 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported Schwab Capital Trust-Schwab U.S. Fundamental Small-Mid Co In 20,300 .07 $37,149 31-Jul-09 Powershares Exhg Traded Fd-Pwrshs FTSE RAFI US 1500 Small-Mi 17,430 .06 $31,896 31-Jul-09 FIDELITY NASDAQ COMPOSITE INDEX TRACKING STOCK 2,745 .01 $3,376 30-Sep-09 FIDELITY NASDAQ COMPOSITE INDEX FUND 1,897 .01 $2,333 30-Sep-09 * Value shown is computed using the security's price on the report date given.
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